The
Logic of Life: Hegel’s Philosophical Defense of
Natural Teleology
Cambridge Companion to Hegel, 2nd Edition, edited by F.
Beiser. 2008.
See also a
related new draft paper: "From Free Will to Hegel and Kant on Teleology and Life"
For more on
Kant, see also
The Inexplicability
of Kant's Naturzweck: Kant on Teleology, Explanation and Biology. Archiv für Geschichte der
Philosophie 87:3 (2005): 270-311. Free final
draft.
James
Kreines
Please cite the published
version. What follows is a final draft:
Hegel
accords great philosophical importance to Kant’s discussions of
teleology and biology in the Critique of the Power of Judgment,
and yet also disagrees with Kant’s central conclusions there.
More specifically, Kant argues for a generally skeptical view of
teleological explanation of living beings; Hegel responds that Kant
should instead defend such explanation—and that the defense of
teleology should lead Kant to different conclusions throughout his
theoretical philosophy.
To be
sure, Kant’s view is not entirely skeptical. Kant argues that
we necessarily conceive of living beings in irreducibly teleological
terms. But we cannot (Kant argues) know that living beings
themselves truly satisfy the implications of teleological judgment.
For we cannot know whether teleology truly explains anything
natural. And this conclusion requires Kant to limit his positive
claims about teleology: it is subjectively necessary that we
conceive of living beings in teleological terms; and this conception
is legitimate only when employed as a heuristic aid rather
than an explanation.
Hegel’s
response in his Science of Logic and Encyclopedia is by
no means entirely critical.
Hegel frequently praises a distinction central to Kant’s
analysis of teleology—the distinction between “external”
and “inner purposiveness” (innere
Zweckmäßigkeit). On the one hand, we can
conceive of the concept of a complex system, like a pocket watch with
many parts, which satisfies the implications of teleological judgment
in virtue of the work of a separate or external intelligent
designer. Here the parts of the system are means to the external
ends or purposes (Zwecke) of a designer (e.g. reliable
indication of the time). On the other hand, we can conceive of
another way in which a system might satisfy the implications of
teleological judgment—not in virtue of external design but in
virtue of its own inner nature. Here the parts would be means
to system’s own inner ends or purposes. Kant argues that
the latter concept of “inner purposiveness” is logically
consistent and meaningful. And that it is understandable and
heuristically useful for us to conceive of real living beings in this
way. Hegel finds Kant’s analysis here to be of great
philosophical importance—for philosophy generally and not just
for philosophical issues concerning life. In Hegel’s terms,
“with this concept of inner purposiveness, Kant has
resuscitated the idea in general and especially the idea of life.”
And Hegel sees Kant as opening up a far superior alternative to the
idea of conceiving living beings in terms of the external
purposiveness of artifacts produced by an intelligent designer. Hegel
will frequently dismiss and even ridicule the latter idea; he sees it
as a distraction from the important philosophical issues, and an
invitation to popular superstitions or to triviality, as in the
suggestion that God “has provided cork-trees for bottle
stoppers.”
But Hegel
draws on Kant’s analysis to argue against Kant’s own
skeptical insistence that we can have no knowledge of natural
teleology: Hegel argues that living beings do manifest true
“internal purposiveness,” that their structure and
development is explicable in teleological terms, and that we
can have objective knowledge of this natural teleology—and
of its broader metaphysical implications. So Kant should not, Hegel
says, have been satisfied in investigating whether the application of
teleology to nature provides only “mere maxims of a
subjective cognition.” Speaking of “the end
relation,” Hegel says, “on the contrary, it is the
absolute truth that judges objectively and determines external
objectivity absolutely” (WL 6:444/739).
It is
worth noting, before beginning, that debate continues today
concerning the legitimacy of teleology in biology; subsequent
developments in the biological sciences have not ended such debate.
Of course, it has sometimes been popular to hold that teleological
language in modern biology can be only a façon de parler,
perhaps best replaced by a substitute like “teleonomy.”
But in the most recent work in philosophy of biology it is popular,
perhaps more so, to defend teleological explanation.
To be sure, critics see such defenses as misunderstanding natural
selection, or as defending forms of explanation that are not truly
teleological. But this is to say that debate continues. Some readers
may well side with the skeptics, believing that any defense of
teleology in biology would have to be scientifically obsolete. But we
must not simply assume this and then view Hegel through the lens of
such an assumption. For then we will assume further that Hegel
defends teleology specifically on grounds of obsolete scientific
theories—for example, perhaps on grounds of an outdated theory
about the origin of the species at odds with the theory of natural
selection. One can of course find places in Hegel’s text where
his claims conflict with scientific theories we now know to be true.
But we must not make assumptions about what role, if any,
these specific claims play in Hegel’s philosophical argument
against Kant in defense of natural teleology. We should rather seek
to avoid viewing Kant and Hegel through the lens of assumptions drawn
from one side or another in contemporary debates; we should aim to
understand their arguments in their own terms. We can then try to
understand whether and how those arguments might really bear on the
underlying philosophical issues of continuing importance and
interest. That, in any case, is what I seek to do here.
Similarly,
I aim to avoid the sort of interpretive charity that would begin with
a currently popular philosophical view and then seek to find that
view in historical texts. This approach would tend to obscure
differences between what is popular now and the views of historical
figures, as well as differences between different historical figures.
And it would foreclose the possibility that studying history might
reveal surprising philosophical advantages of views which are not
popular today. I think that Kant and Hegel both provide compelling
philosophical arguments for positions on natural teleology that are
different from currently popular views, and different from one
another. I do not make any attempt here at a final resolution of the
issues at stake between Kant and Hegel, but aim rather to uncover and
explain the strengths of the arguments on both sides. I begin with a
brief look at Kant’s case for his more skeptical conclusions,
and then consider at greater length Hegel’s response. I close
with a brief discussion of the importance of this topic within
Hegel’s broader metaphysics.
1. Kant’s Analysis
To begin,
we must distinguish two of the endeavors Kant pursues in the Critique
of the Power of Judgment (hereafter KU) discussions of teleology.
Kant seeks to analyze the concept of a complex system which would
satisfy the implications of teleological judgment by nature or in
virtue of “inner purposiveness” (as opposed to this being
in virtue of the work of an external designer); in Kant’s
terms, he seeks to analyze the concept of a Naturzweck (a
natural end or purpose). Another goal of Kant’s is to determine
what sorts of reasons we might have, if any, to conceive of actual
living beings as such complex systems, or as Naturzwecke in
this sense.
Kant's
analysis consists of two requirements governing the relations, in a
complex system, between the parts and the whole. The first
requirement specifies the conditions under which a complex system
will satisfy the implications of teleological judgment, or will be a
Zweck (end or purpose). And Kant argues that this will be so
only where the parts are means to an overall end
realized in the whole. To begin with, this requires that the parts
and their organization are such that all this jointly benefits some
end realized in the whole. But it is crucial that mere benefit is not
sufficient for teleology. For something might, as Kant himself
stresses, have beneficial consequences for something else merely by
coincidence.
So Kant’s first requirement demands that the presence of
jointly beneficial parts is not merely coincidental; such parts must
be present because of their relation to the whole—which
is to say, because of the ways in which they are beneficial in
relation to an overall end or purpose realized in the whole. In
Kant’s terms, “for a thing as Naturzweck it
is requisite, first, that its parts (as far as their existence
and their form are concerned) are possible only through their
relation to the whole” (KU 5:373).
When it
comes to actual living beings, the question raised by the first
requirement is not ‘are the parts and their organization a
benefit relative to the end of the survival of the whole?’ It
is empirically obvious that they are. But the important question
concerns explanation, namely: are such beneficial parts present in a
living being specifically for the sake of this benefit, or
because of an end or Zweck?
When it
comes to artifacts, we have an obvious reason to answer the
parallel question in the affirmative. For example, are the parts of a
watch present specifically because of purposes, or because of
the way each contributes to the further end of the whole reliably
indicating the time? Yes; a designer has selected each part for that
very reason. In virtue of the designer’s work, such cases
satisfy the explanatory implications of teleological judgment.
Kant
argues that there is, at least in principle, room for another kind of
“in virtue of” here, another way in which the explanatory
implications could be satisfied. There is room for a meaningful
concept of a system that is teleological (is a “Zweck”
or end or purpose) by nature, or in virtue of “inner
purposiveness”. This is the concept of a Naturzweck. To
complete his analysis of this concept, Kant needs a second
requirement which will distinguish such “inner purposiveness”
from the “external purposiveness” of artifacts. The
intuition behind Kant’s strategy is clear enough: the parts of
artifacts are means to an end only insofar as someone as externally
imposed some overall structure or organization; a Naturzweck,
by contrast, would have to “self-organizing” (KU 5:374).
Kant seeks to formulate this as a requirement, like the first,
governing part-whole relations. Framed in this way, it would have to
require that the structure or organization of the whole is determined
not by something external to the system but by the internal parts
of the system. But for a part to contribute to the
determination of the structure would be to contribute toward
determining what other kinds of parts are present and their
arrangement. So each part would have to be involved in forming all
the other parts. Or, for a Naturzweck, it is required “second,
that its parts be combined into a whole by being reciprocally the
cause and effect of their form” (KU 5:373).
2. Against Knowledge of Natural Teleology
With
respect to this concept of a Naturzweck, Kant seeks to argue
for a complex and balanced conclusion: on the one hand, the concept
is logically consistent and meaningful, and conceiving living beings
in these terms is heuristically useful and even indispensable for us;
on the other hand, we can never know that anything real
actually satisfies that concept.
For our
purposes, the denial of knowledge is most important. Kant will argue
for this denial by applying what we now often call the ‘backwards
causation problem’ to his own requirement that the existence
and form of the parts of a teleological system must depend on their
relation to the whole.
A part of a system can have beneficial consequences for the whole
only once it is already present along with the other parts. So these
beneficial consequences cannot have any influence over the process,
entirely prior in time, by which the part originally came to be
present—this would be akin to something reaching back in time
and causing its own cause. In Kant’s terms, “it is
entirely contrary to the nature of physical-mechanical causes that
the whole should be the cause of the possibility of the causality of
the parts” (KU 20:236). The only exception would be if the
system originates in a prior concept of the whole—a
concept dictating the ways in which each part is to contribute along
with the others. So Kant’s first condition—the parts
depend on their relations to the whole—can only actually be met
by a system in a temporal world where there is “a concept or an
idea that must determine a priori everything that is to be
contained in it” (KU 5:373).
Interpreters
sometimes miss the strength and importance of this argument in Kant.
In particular, some today are attracted to this line of thought:
worries about backwards causation concern how an end or telos
could be or be reduced to an efficient cause; but we should
instead say that teleology is simply a different form of explanation,
which can be legitimate without needing reduction or any other
special relationship with efficient causality; we then face no such
problems about teleology. Some who are convinced by this thought seek
to interpret Hegel as offering such a response to Kant.
Others who are similarly convinced actually interpret Kant himself,
despite his own denials that we can explain living beings in
teleological terms, as aiming to defend teleological explanation by
drawing on this line of thought.
As far as
I can see, however, this line of thought fails to address the
specific philosophical considerations introduced by Kant’s own
discussion here. Perhaps there can be different compatible but
non-reducible forms of explanation. For example, perhaps different
forms of explanation might be equally legitimate in context of
different interests of ours. On the face of it, however, what counts
as explanatory is at least partly constrained by what is really going
on in the world. If X plays no role in determining, conditioning, or
influencing Y in any way at all (whether as an efficient cause or in
any other way), then no appeal to X can legitimately explain Y—not
in context of any interests of ours. For example, if the
movements of the stars which make up the constellation Sagittarius
have no real influence on my current mood, then it is simply a
mistake for anyone to explain the later by appeal to the former, no
matter how appealing someone might find such an account.
Furthermore, it is hard to comprehend how any kind of determining or
influencing (whether causal or otherwise) could operate backwards in
time. So Kant certainly has reason to worry about how an end or a
Zweck realized in a whole system could possibly play any
real role (causal or otherwise) in determining or influencing the
entirely prior process by which the parts and their structure
first came to be present in that system. And if the form and
arrangement of the parts are not due to or determined by their
relation to the whole, then any benefit of parts to whole would be
coincidental, and teleological explanation will not literally apply
(will not meet Kant’s first requirement).
Other
interpreters worry that Kant here endorses a scientifically outdated
connection between the organization of living beings and intelligent
design (e.g. McFarland 1970, 106). One problem with this worry is
that it rests on the mistaken assumption that Kant’s term
Naturzweck refers to actual living beings. The point of Kant’s
argument here does not directly concern actual living beings; it is
rather a conceptual point about the very idea of a teleological
system (a Zweck). And Kant’s point is meant to
ground his skepticism, or the further conclusion that we
cannot know living beings to be teleological systems (or
Zwecke). For in the case of living beings, and nature
generally, we can have no knowledge of any originating concepts.
But it is
crucial that Kant’s conceptual connection between the concept
of a teleological system (or a Zweck) and an originating idea
stops short of the claim that judging something to be a teleological
system just is judging it to be the product of a separate or
external designer. Kant carefully aims to preserve as logically
consistent and meaningful the concept of a system that
satisfies teleological judgment in another manner, or a manner that
contrasts with the intelligent design of an artifact.
More
specifically, Kant argues as follows: A teleological system requires
an originating concept of the whole. If the purposiveness is to be
inner, then the structure of the whole must be due to the
parts. Putting these points together, the parts themselves would have
to determine the structure in a manner guided by a concept. But the
parts of the real complex systems of which we have empirical
knowledge, such as living beings, are ultimately matter. And
matter cannot represent concepts or intend to act in accordance: “no
intention in the strict sense of the term can be attributed to any
lifeless matter” (KU 5:383).
So Kant’s two requirements have incompatible implications about
the origin of a system when applied to a specifically material
system: to say that the structure of an exclusively material
system is due specifically and entirely to its own parts is to deny
that it is an end or purpose (a Zweck), or that its
structure is explicable in teleological terms. As Kant puts it:
if we consider a material whole, as far as its form is
concerned, as a product of the parts and of their forces and their
capacity to combine by themselves … we represent a mechanical
kind of generation. But from this there arises no concept of a whole
as a Zweck (KU 5:408).
This
is why Kant says that “one kind of explanation excludes the
other” (KU 5:412).
But none
of this shows that a real Naturzweck is logically impossible.
For it is not a logical truth that everything must be such that we
can comprehend it or know it. More specifically, problems about
backwards causation would not apply to anything non-spatio-temporal.
So we cannot rule out on logical grounds the possibility that there
is a non-spatio-temporal “supersensible real ground of nature”
or a “thing in itself (which is not an appearance) as
substratum” which could—unlike matter in space and
time—somehow self-organize itself from within, in accordance
with a concept, without anything like external design. If so, then
both of these claims might be true of real living beings: (i) as
material systems in space and time, they are “in accordance
with mechanical laws”; and yet (ii) as somehow determined or
conditioned by a “supersensible real ground” they are “in
accordance with teleological laws” (KU 5:409). We can have
neither comprehension here, nor any knowledge of any of this; we can
only conceive, by contrast with our own intellect, of a higher form
of intellect—an “intellectual intuition” or an
“intuitive understanding”—which might have
knowledge or comprehension here.
Still,
the concept of something that is a teleological system by nature, or
the concept of inner purposiveness, is logically consistent. And
there might be more to living beings than we can know or comprehend,
so that the possibility that living beings might be Naturzwecke
“can be conceived without contradiction but cannot be
comprehended” (KU 5:371). The concept of a Naturzweck is
“problematic”: when employing it “one does not know
whether one is judging about something or nothing” (KU 5:397).
By thus
defending the logical consistency and meaningfulness of the concept
of a Naturzweck, Kant opens up the space for positive claims
about other uses—aside from the assertion of knowledge or
explanation—for that concept. First, Kant claims that living
beings suggest self-organization in various ways: their parts
mutually compensate for one another, they incorporate matter in order
to grow, and they generate new living beings by reproduction (KU
5:371f.). For this and other reasons, Kant will hold that our
experience “exhibits” but nonetheless cannot “prove”
the existence of real Naturzwecke (KU 20: 234). Second, Kant
will argue that thinking of living beings in such teleological terms
provides us with an indispensable heuristic aid in scientific
inquiry; Kant even argues that we must for similar reasons judge
nature itself as if it were a Naturzweck.
Judged
from our perspective, then, Kant’s overall position is unusual.
Some today think that a teleological system can only be a designed
system, and so they seek to eliminate all teleology from biology,
replacing it with “teleonomy”
or a non-teleological notion of “function.”
Kant, by contrast, seeks to preserve a concept of a system that is
teleological but not in virtue of design, and to preserve a role for
that teleological concept in biology. Others today defend
teleological explanation in biology. Kant, by contrast, argues that
we cannot have knowledge that teleology truly explains the structure
and development of living beings, nor any knowledge or comprehension
of true Naturzwecke.
3. Hegel’s Aims
It is
worth briefly clarifying Hegel’s aims by contrasting some other
ways of trying to challenge Kant’s skeptical conclusion. To
begin with, some are attracted to the strategy sketched above of
defending teleology by arguing that it is a distinct and different
form of explanation—different from mechanism, or from efficient
causality, but equally legitimate. As noted above, however, this
strategy does not actually address to the specific considerations
which motivate Kant’s skepticism about teleology. And Hegel
himself is not attracted to the strategy; he says that teleology and
mechanism cannot be shown to be mutually “indifferent”
simply by noting that they differ: “if mechanism and
purposiveness stand opposed to one another, they cannot for that very
reason be taken as indifferent concepts, each of which is correct on
its own account, possessing as much validity as they other.”
Nor does an “equally validity” of both follow simply
“because we have them both” (WL 6:437/735). So we might
well have the concept of natural teleology, or have an
interest in so explaining living beings, or have the practice of so
explaining. But at issue is not what we have, but what is
valid or legitimate. Furthermore, Hegel recognizes that,
judged from Kant’s point of view, the possibility of real inner
purposiveness is “an incomprehensible mystery” (WL
6:473/763). Hegel wants to show that natural teleology is not
problematic, and not incomprehensible. But to do so he requires an
argument that will directly address Kant’s.
One might
obviously refute Kant’s case directly by arguing that matter is
actually capable of representing concepts and acting in accordance.
But we will see that this is not Hegel’s strategy. Hegel
elsewhere takes issue with some of Kant’s claims about matter,
but he does not defend this kind of pansychist account of matter.
So Hegel’s
basic goal is to dispel the mystery surrounding the idea of a real
Naturzweck, without arguing that matter can act intentionally.
Hegel will try to meet this goal by showing, first, that we can
comprehend how a living being might satisfy the explanatory
implications of teleology without thinking of it as the product of an
agent representing a concept. And, second, that attention to
reproduction within a biological species can allow us to comprehend
how purposiveness could be truly inner without this having
anything to do with the underlying constituent matter at all.
4. The Analysis of Life
Hegel
argues in the Science of Logic by means of an analysis of a
concept of life. It can be difficult to understand what the
point of the analysis is. It is not an attempt to give an a priori
logical deduction of the features real living beings must have.
Nor is it a direct replacement for or competitor to Kant’s
analysis of the concept of a Naturzweck. Nor is Hegel seeking
merely to reflect on our conceptual scheme in order to analyze our
ordinary concept of life or living being. The analysis
must be understood as a theoretical tool, or in terms of what Hegel
seeks to do with it—in terms of how he will use it to argue
that we can comprehend the possibility of a system with true inner
purposiveness. But the best way to follow Hegel is initially to set
aside questions about how the larger argument functions, and attend
first just to the content of the analysis, or the content of Hegel’s
concept of life.
Hegel’s
analysis, and the crux of his philosophical response to Kant on
teleology and biology, is found in a chapter called “Life”
in both versions of the Logic. The analysis also provides the
structure for Hegel’s discussions of plant and animal biology
in the Philosophy of Nature and elsewhere. In all of Hegel’s
treatments, the analysis has three requirements.
The first
requirement mirrors Kant’s analysis in terms of reciprocal
relations between part and whole: “all the members are
reciprocally momentary means as well as momentary ends.”
Hegel puts the point more directly elsewhere: “the organs are
the means of life, and these very means, the organs themselves, are
also the element in which life realizes and maintains itself…
this is self-preservation” (VPR 17:508/336).
But
Hegel’s concept of life also demands that a complex
system itself requires some kind of assimilation from the
outside environment in order to grow and preserve itself. In Hegel’s
terms, “in and through this process against an inorganic
nature, it maintains itself, develops itself and objectifies
itself” (EL §219). Alternatively, it must be engaged
in a “struggle with the outer world” (PN §365Zu).
Third,
Hegel’s concept of life also requires that individuals
must be mortal, and must aim for the reproduction (e.g. sexual
reproduction) by which a species endures.
So anything satisfying Hegel’s concept must also pursue
self-preservation in an additional sense: it must aim to reproduce
itself—it “produces itself as another individual of
the same species” (PP 4:32/142). And survival of the species
requires that self-preservation in this latter sense dominates: “the
end of the animal in itself as an individual is its own
self-preservation; but its true end in itself is the species.”
In Hegel’s terms, the third requirement demands the “process
of the Gattung” (genus, kind or species) or the
Gattungsprozess.
(Hegel’s term Gattung—usually translated as
“genus”—can seem to suggest the idea that there is
a perfect hierarchical classification system of genus and species,
defined by necessary and sufficient membership conditions which sort
all life into discreet categories. But Hegel’s analysis does
not require that claim, and he elsewhere denies it.
The requirements of the analysis fix the meaning of Gattung
here: it refers to a general kind within which individuals reproduce,
generating more individuals of the same kind.)
Hegel’s
three requirements are interrelated in several ways. For example, the
first governs internal structure. But combining this with the second
and third requirements will generate additional demands on structure:
if the parts are to be mutually beneficial, then they will have to be
organized in a manner that realizes the capacities, or makes possible
the activities, required for assimilation and reproduction.
It makes sense, then, for Hegel to say elsewhere that life requires a
“system of activities which is actualized into a system of
organs through which those activities proceed” so that “in
this way the living thing is articulated purposefully; all its
members serve only as means to the one end of self-preservation”
(VPA 13:193/1:145).
Finally,
note that the structure of Hegel’s analysis of the concept of
life differs greatly from Kant’s analysis of the concept
of a Naturzweck. Kant’s analysis itself consists
entirely of two requirements governing specifically part-whole
relations within a complex system. Of course, Kant knows that living
beings assimilate and reproduce. But he argues for a way of
understanding the general philosophical problem concerning natural
teleology which is independent of these specific ways in which our
experience of real living beings happen to suggest the
self-organization of a Naturzweck.
Hegel’s analysis of life is more complex: It constrains
not only part-whole relations within a complex system, but also
demands a specific relationship between the whole and the
outside environment and between the whole and other wholes of
the same general kind or species. In itself, the simplicity of
Kant’s analysis would be a philosophical advantage—unless
Hegel can show that these additional features are relevant to, and in
fact resolve, Kant’s general philosophical problem concerning
natural teleology.
5. Comprehending the Origin of a Naturzweck
This being
Hegel, it is too much to hope for an immediately and easily
transparent statement of how the argument of the “Life”
chapter in the Logic is supposed to work. But I think we can
see the answer clearly enough by considering how Hegel’s
analysis specifically relates to Kant’s argument, and then
working our way toward progressively better understandings of Hegel’s
initially opaque terminology. To begin with, Kant’s problem
concerns the origin or genesis of a Naturzweck—we
cannot comprehend how any origin could satisfy both of Kant’s
requirements. And Hegel’s analysis of life does
conspicuously address the topic of origins: the analysis requires
reproduction, or “the generation of individuality”
(WL 6:486/774). The first question is, then, why should it be
possible for a complex system to satisfy the implications of
teleological judgment in virtue of this kind of origin,
without requiring an originating representation of the whole?
To begin
with, Hegel’s analysis adds a distinction between something
particular and something general or universal—between
individuals and their general species or kind. Distinct
individuals—parent(s) and offspring—are (though in many
ways different) identical in one respect: they are the same in
species or kind (Gattung). So there is a sense in which, in
reproducing, an individual produces not something else but rather
“produces itself as another individual of the same species”
(PP 4:32/142). Further, the general structure of the offspring
will generally be identical and determined by the parent(s); for
example, “through the male and female natures, there emerges a
determination of the entire structure” (PN §365Zu,
9:459/377). And now we can see how the general structure of a new
organism precedes its development—not in the form or an
intelligent designer’s representation of a concept of the
whole, but in the structure shared by the parent(s) and previous
generations of the same species.
How does
this help with teleology? Consider the question in terms of
parts and whole, following Kant’s analysis. Take as an example
a tiger—I will call him Hobbes—and his claws. On Kant’s
account, the problem is this: how can the beneficial consequences of
Hobbes’ claws, once present in Hobbes, have any influence over
the process, entirely prior in time, by which these very claws first
developed in Hobbes? That is indeed problematic. But Hegel’s
analysis reconceives the problem. If different individuals are the
same in structure, then they will have the same general kinds of
parts or features—or “members,” in the Hegelian
terms we will come to below. The general kinds of parts of living
beings—e.g. claws, heart, lungs—have beneficial
consequences for wholes of the species generally. For example, “the
teeth, claws, and the like … it is through these that
the animal establishes and preserves itself as an independent
existence” (PN §368An). Kant’s problem will now look
very different; the question is now: how can the beneficial
consequences of a general kind of part possibly have influence
over how a new instance of that same general kind of part came to
exist within this new individual? This is no longer so problematic.
Hobbes’ claws will be a benefit to him. And, crucially, this is
no coincidence: this general feature or “member”
contributes to assimilation and so to the survival of tigers
generally; and this general benefit has already helped to make
possible the survival and reproduction of previous tigers, and so
also the production of Hobbes and his claws. More broadly, a new
individual and its new parts are possible only insofar as parts of
that general kind are beneficial in relation to wholes of the same
general kind. So the new individual meets Kant’s demand that,
in a teleological system the “parts (as far as their existence
and their form are concerned) are possible only through their
relation to the whole” (KU 5:373). And we can comprehend in
this way how a complex system might be, throughout all its parts,
“means and the instrument of the end” (WL 6:476/766) Or,
more specifically, the whole might be such that “all its
members serve only as means to the one end of self-preservation”
(VPA 13:193/1:145).
Some may
feel that such an account would eliminate rather than defend
teleology. But what is eliminated here is rather the impossibility of
comprehending the origin of a teleological system without thinking of
intelligent design. And that is part of Hegel’s goal—to
eliminate the application of external teleology to nature.
Kant himself sets the standard of what counts as teleology: in a
teleological system the parts must be present on account of their
relation to the whole. Kant can argue on this basis, without
merely stipulating any kind of connection between teleology and
design, that we cannot comprehend how a real Naturzweck could
originate. But this arrangement leaves room for Hegel to argue in
response that we can comprehend how a natural system could meet
Kant’s standard of what counts as teleology.
Further,
note that Hegel’s argument is no defense of teleological
explanation of the historical development of a species. Hegel
does not here require that there must have been a time when (e.g.)
tigers did not have claws, so he cannot be defending the claim that
the species came over time to have that trait for the sake of some
end. The Logic analysis makes no special requirements about
how or even whether a species originates or develops in time
at all. It does not rule in or out any stance on this topic. By not
mentioning any of this, it treats the topic not relevant to the
resolution of the general philosophical problem—left by
Kant—concerning how teleology might explain the structure
and development of a complex system, such as an individual organism.
One might
certainly worry that the account sketched so far cannot render
comprehensible genuine self-organization or true inner
purposiveness. For Hegel’s account does nothing to explain
how we could get from mere matter alone to an organized living being,
capable of assimilation and reproduction. But it is crucial that
this is not itself the precise problem at issue between Kant and
Hegel. Kant does not hold that we cannot have knowledge of
anything which we cannot explain in terms of matter and the laws of
matter. We know that there are assimilating and reproducing living
beings, for example, though Kant denies that we know how to explain
this in terms of matter and its laws.
Kant skepticism concerns specifically the concept of a Naturzweck:
For the inner purposiveness of a Naturzweck, the
structure of the whole would have to be due to the parts. This is
why Kant sees questions about matter as relevant—to know
that the structure of a material system is due to its parts we
would have to know how its structure can and does emerge entirely
from the law-governed behavior of the underlying matter. But to know
this would be to know that this system does not have the kind of
origin required for a teleological system at all.
One way
to challenge Kant’s conclusion here would be to offer an
explanation of how matter alone might generate a genuinely
teleological system. If that were Hegel’s goal, then he will
seem to require something like a scientific theory of epigenesis, or
vital forces, or something of the sort.
But the “Life” chapter of the Logic proposes
nothing of the sort. Instead, Hegel argues that whether or not the
structure of the whole depends on the parts, in the sense required
for inner purposiveness, need not have anything at all to do directly
with the capacities specific to the lowest-level underlying
constituent stuff or matter. The key here is again the connection
between the particular and the general or universal, so that
parent(s) and offspring are the same in species and in
structure. The basic idea is just that a new individual is
self-organizing insofar as its structure is due to its own
nature, in the sense of its species (Gattung). To see the
point, consider again the general kinds of parts or “members”
present in parent(s) and offspring. It is the contribution of such
parts in previous generations which makes possible the generation of
a new individual with the same structure. So the structure of the new
organism is not determined by something else or something other—the
structure of the whole is due to the parts, in the sense of the
general kinds of parts present within it.
In Hegel’s terms (to which I will return below) living beings
satisfy the requirements of inner purposiveness not in virtue of the
relation between the whole and the mutually external material “parts”
in space, but in virtue of the relation between the whole and the
general kinds of parts or “members” (WL 6:476/766). In
this way, the Logic argument makes the specific nature of the
lowest-level underlying material is irrelevant to the general
question of whether or not something manifests true inner
purposiveness.
Strictly
speaking, it remains for Hegel to argue in the Philosophy of
Nature that our empirical knowledge of plant and animal biology
fits the analysis of life. But the most important points here
will be uncontroversial—after all, there are living beings, and
they do assimilate and reproduce. The philosophical heavy lifting and
the controversial claims come in the Logic argument for the
conclusion that the concept of something that is a teleological
system by nature or by virtue of inner purposiveness is not
problematic: we can comprehend how something could be a true
Naturzweck, and we could know something to be a Naturzweck
by knowing it to satisfy Hegel’s analysis of life.
6. Immediacy, the Concept, and Aristotle’s
Influence
I turn now
to consider some of the distinctive ways in which Hegel presents his
case and his conclusions. To begin with, we must attend to the way in
which Hegel presents the three parts of the “Life”
chapter of the Logic not as an articulation of three merely
stipulated requirements of a concept of life, but as three
steps of a unified course of argument. To do so, we must
follow his use of the term “immediate” there. Initially,
Hegel’s analysis governs only part-whole relations or “the
process of the living being inside itself” (EL §217).
Here Hegel is arguing that an analysis governing only part-whole
relations within a system, such as Kant’s, would indeed make
the genesis or origin of inner purposiveness into a mystery. In
Hegel’s terms, there can be here no mediation through
which we could comprehend this possibility; the first step concerns
only a “first, immediate individuality” (WL 6:437/764).
Or, at this point, an assertion that there is something that is a
teleological system by nature could only be an immediate
“presupposition” which is impossible to make good. But
this begins to change once we move toward Hegel’s analysis of
what he calls “the universal concept of life.” So once
Hegel concludes his second step, and begins to introduce the third,
he looks back on the first step and says that “the living
individual, at first disengaged from the universal concept of life,
is a presupposition that is not as yet authenticated by the living
individual itself.” But now, given Hegel’s account, “its
genesis, which was an act of presupposing, now becomes its
production” (WL 6:484/772-3). The conclusion of the argument is
this: only by focusing on assimilation and reproduction can we
comprehend the possibility of the origin of something that would be a
teleological system by nature. In Hegel’s terms, the
significance of the third requirement and the completed analysis is
that “the living individual, which was at first presupposed as
immediate, is now seen to be mediated and generated” (EL §221).
And we
cannot understand Hegel’s presentation of his conclusions about
teleology and biology without attending to his use of the term “the
concept” (der Begriff). Hegel argues that there can be a
teleological system without need of an originating representation
the whole. So Hegel naturally seems to be challenging Kant’s
claim that there can be a teleological system only where there is an
originating concept of the whole. But part of the reason that
Hegel accords such broad philosophical significance to the topic of
teleology and biology is that he sees his argument differently here.
Hegel takes himself to be accepting Kant’s demand for an
originating concept, while showing that this demand can be met by
something unlike a “concept” in any ordinary sense
of that term. It can be met by what Hegel calls “the concept”
(der Begriff). More specifically, in
biological cases “the concept” is the kind or species
(Gattung). It makes sense to use the
term “concept” here insofar as the Gattung
is something general or universal—insofar
as there are multiple instances of one and the same kind. But “the
concept” in this sense is in no way dependent on its being
represented by an agent. Nor is it dependent on its somehow
containing representations of necessary and sufficient
conditions of its application. Individuals of a given kind
distinguish themselves from everything else in their struggle
to survive: “the animal establishes and preserves itself as an
independent existence, that is, distinguishes itself from others”
(PN §368An). And such individuals bind themselves together
as instances of one and the same general kind by relations of
reproduction, so that the “product” of this process is
“the realized species (Gattung),
which has posited itself identical with the concept (der
Begriff)” (WL 6:486/774).
Clearly the Gattung here is not a
“concept” in any ordinary sense, or any sense in which
one might say that it is “only a concept” represented by
a subject; it is rather what Hegel sometimes calls an “objective
concept.”
One
general issue at stake here is this: are the different biological
species only groupings marked out by the concepts we happen to have;
or are the species themselves mind-independent, real and
explanatorily important features of the world? Hegel embraces the
latter option. Similar issues are still debated in today’s
complex disputes about the nature of a biological species, so here
too we must not merely assume that Hegel’s answer simply must
be scientifically obsolete. Note in particular, as is acknowledged in
contemporary discussions, that to affirm the reality of biological
species is not to deny that these can change over time. Nor is it to
rule out the possibility that a real biological species can have
vague boundaries. As Hegel himself says, life does not allow “an
independent, rational system of organization” (PN §370),
and “naturally there are also animals which are intermediate
forms” (PN §368Zu).
Furthermore,
Hegel’s defense of natural teleology does not rest on the mere
assumption of a sweeping metaphysical claim—such as the claim
that there is a perfectly knowable “absolute” of some
kind, or that reality must somehow be completely transparent to or
identical with thinking, etc.
On the contrary, further consideration of Kant’s analysis of
inner purposiveness is so important because it is supposed to provide
philosophical support for Hegel’s metaphysics. To begin
with, attention to self-preservation and reproduction is supposed to
demonstrate something about “the concept,” or show
us a philosophically interesting way in which something general or
universal—a species or kind (Gattung)—can have an
effective impact within the world without being dependent on being
represented.
And it is
easy to see that Hegel’s general claim about “the
concept” is indeed essential to his defense of natural
teleology. The basic ideas are these: the structure of a new
individual is prior in time, not in a representation but in the
general species or “the concept”; and the new organism is
not the product of something entirely other or external because it is
determined by this general nature, species, or “concept”
shared with previous generations. Hegel puts the point directly:
“since the concept (der Begriff)
is immanent in it, the purposiveness of the living being is to be
grasped as inner” (WL 6:476/766). Similarly, a philosophical
view like Kant’s must see the possibility of real inner
purposiveness as an “incomprehensible mystery”
specifically “because it does not grasp the
concept, and the concept as the substance of life.”
Hegel’s
presentation is also influenced by his view that his basic ideas here
are already present in Aristotle.
First of all, on Hegel’s account, Aristotle himself recognizes
and resolves the backwards causation problem. It is at least easy to
see how one could read Aristotle in this way. Aristotle says that
final, formal and efficient causes can be “one and the
same” in natural cases. An obvious question here is: how could
the efficient cause which begins a process of development be
the same as the form of the developed organism which is the
end of that process? Aristotle answers that the prior cause is
the same in species or form as a newly developing organism:
“that from which the change originates is the same in form as
these. Thus a man gives birth to a man.”
Note Hegel’s gloss on such texts, from his lectures on
Aristotle:
That which is produced is as such in the ground, that
is, it is an end (Zweck),
kind (Gattung)
in itself, it is by the same token prior, before it becomes actual,
as potentiality. Man generates men; what the product is, is also the
producer. (VGP 19:176)
Hegel also
sees Aristotle as connecting natural teleology closely with the end
of self-preservation. Hegel uses as an example the development of a
seed “directed solely to self-preservation.” This,
Hegel says, is Aristotle’s “concept of the end as
immanent” (PN §245Zu, 9:14/6). Again, it is not hard to
see what Hegel is thinking of in Aristotle. Aristotle identifies (in
some sense needing interpretation) “soul” with the
characteristic activities for which something is organized. For
example, “if the eye were an animal, sight would be its soul.”
Although the similarities and differences in Hegel’s use of the
term “soul” (Seele) are complex, Hegel does praise
Aristotle for treating “the soul” not “as a thing”
but rather in terms of “activity.”
Most important for us is this claim from Aristotle: the “nutritive
soul” is that “in virtue of which all are said to have
life.” For the activities of the nutritive soul correspond to
Hegel’s second and third requirements—they are
assimilation and also self-preservation in the sense of
reproduction: “the acts in which it manifests itself are
reproduction and the use of food.”
Furthermore, Aristotle appeals to the natural end of
self-preservation, common to all life, in explaining specific
biological capacities, such as the capacity for sensation in a
self-moving animal: “Every body capable of forward movement
would, if unendowed with sensation, perish and fail to reach its end,
which is the aim of nature; for how could it obtain nutriment?”
Hegel’s
basic approach to natural teleology simply combines this last idea
with the idea that parent and offspring are the same in Aristotelian
“form” or Hegelian “concept.” Consider
Aristotle’s example: Why does an individual self-moving animal
have the power of sensation? Because this capacity is required by the
natural or immanent end or telos of self-preservation. For if
this general kind of animal did not have the power of sensation, then
it could not assimilate and survive. In that case, previous
generations would not have reproduced. So only sensation and its
contribution to self-preservation allows there come to be a new
individual of the same kind with the same power of sensation.
7. Teleology and Mechanism
Hegel also
seeks to follow Aristotle in another respect. Hegel sees Aristotle as
defending natural teleology while also holding that matter is
governed by necessity, or that “necessity” is also
present or active “in natural things.” Hegel praises
Aristotle’s philosophy of nature for defending “two
determinations: the conception of end and the conception of
necessity” (VGP 19:173/2:156).
To be
sure, Hegel does not hold that living beings can also be
explained in non-teleological terms. The basic reason is that a
living being has by its own nature an intrinsic end or
purpose. And it has parts or “members” which are
themselves means to the intrinsic end. Neither
matter nor chemical substances fit the analysis of life, and
neither have intrinsic ends in this sense. So the nature of living
beings and their “members” is neither mechanical nor
chemical. To be a living being or the “member” of a
living being, then, is not to have a certain material or chemical
composition; it rather involves having an intrinsic end. In Hegel’s
terms, the living being as such does not have, strictly
speaking, mutually external “parts” in space; it has
“members” present because they are means to an end: “the
objectivity of the living being is the organism; it is the means and
instrument of the end … in respect of its externality the
organism is a manifold, not of parts but of members.”
And such “members” “are what they are only by and
in relation to their unity”—only insofar as they are
means to the end of the whole.
This is
not to deny the applicability of lower-level forms of mechanical and
chemical explanation within the spatio-temporal bounds of a living
being. Such explanation of the matter and chemical substances found
here. But so long as we have no teleological ends or purposes in
view, what we explain by this means would not itself be living
being as such—nor would it be the “member” of a
living being as such. So Hegel says of the living being that “the
mechanical or chemical relationship does not attach to it.” He
adds, however, that “as externality it is indeed capable of
such relationships, but to that extent it is not a living being.”
Hegel then puts the point in terms of two distinct ways we can “take”
or “grasp” an object under investigation: “When the
living thing is taken (genommen) as a whole consisting of
parts, or as anything operated on by mechanical or chemical causes …
it is taken (genommen) as a dead thing.” But we can also
“grasp” (fassen) it as “living being”
in terms of a “purposiveness” that is genuinely “inner”
(WL 2:419/766).
Hegel’s
favorite example is the process by which assimilated external
elements make their way into the blood—afterwards, these
elements have taken on the intrinsic end of the whole, or become
something which is whatever it is only in relation to the whole. This
transition cannot be understood in terms of necessitating causes (WL
6:228/562). But Hegel does not deny the possibility of analyzing what
is going on within the blood stream in terms of underlying chemical
elements, nor the possibility of explaining how these elements behave
in non-teleological terms; what he denies is that this can ever
explain blood as such: “blood which has been analyzed
into these constituents is no longer living blood” (PN §365Zu;
see also EL §219Zu). To be blood is not to have a certain
chemical constitution, but to serve in distinctive ways as a means to
the end of self-preservation in particular kinds of organism. More
broadly, we can explain the behavior of the substances and reactions
found along the way of the broader process of assimilation in
“inorganic” terms, in which case their interconnection or
organization will be “superfluous.” But this does not
conflict with the claim that all of these elements are present, in
this particular arrangement, all for the sake of an end: “but
still the course of organic being in itself occurs for its own sake,
in order to be movement and thus actuality” (PN §365Zu
9:485).
Some may
worry that the applicability of lower-level explanations to matter
should exclude the possibility of teleological explanation.
This topic is important, but I will not pursue it further here. For
unlike Kant’s worries arising from the backwards causation
problem, such exclusion problems do not specifically threaten
biological teleology or the problem of teleology without design. They
threaten design as well. For if exclusion is a problem, then
it will also threaten to exclude the possibility of explaining
our actions in teleological terms, or in terms of our representations
of goals or ends—because our bodies are composed of matter, and
the movements of this all matter would be explicable in
non-teleological terms.
Finally,
Hegel’s stance on the compatibility of teleology and mechanism
has important consequences concerning how we understand his claims
about “the concept” (der Begriff).
For example, Hegel claims that the goal-directed development of a
seed into a plant reveals clearly the reality and explanatory import
of “the concept”: The seed is “visible evidence to
ordinary perception of what the concept is.” And the
seed is “the entire living being in the inner form of the
concept” (WL 6:486/774). But we must not take this to mean that
“the concept” is supposed to be a vital force, utterly
alien to and pulling against gravity and other forces, so that matter
present within a living being would no longer obey the law of gravity
and other lower-level laws. Nor is anything else, like “the
soul,” supposed to play the rule of such a vital force.
Teleology explains, but not because lower-level forces or laws
governing the matter and chemical elements here are somehow overcome.
The point is rather, first, that whatever is going on with the
lower-level stuff, all of it is present here and in this arrangement
specifically on account of the way in which it contributes to the end
of the development of a mature organism capable of
self-preservation and reproduction. And, second, the end of
the process of development explains that very process specifically
insofar as there is an explanatory role here for something
general—for the species or kind (Gattung) or “the
concept” (der Begriff)
in this sense: each stage of development occurs here as it does
specifically because of the general species, and more specifically
because of the way in which this general kind of stage has
consequences which benefit the end of the development of organisms of
the same general kind or species.
8. A Kantian Rejoinder and a Contemporary
Comparison
How might
Kant or a Kantian rebut Hegel’s argument? Kant refers at one
point to “the whole difficulty surrounding the question about
the initial generation of a thing that contains purposes in itself”
(KU 5:420). This certainly suggests a line of attack. Hegel argues
that the structure and development of a living being can be explained
in teleological terms in virtue of its place in the larger process of
reproduction within a species. A Kantian might well respond as
follows: This approach just shifts the philosophical difficulties
away from the origin of the individual living being to rest on the
question of the initial generation of the species. If there is an
origin in a concept, then whatever follows is only external design.
If not, then the results will not include any truly teleological
systems.
Granted,
if the demand here is for an explanation of how one might get from
mere matter alone to complex living beings and the different species
we know today, then Hegel is indeed in no position to explain. True,
one can find relevant comments about this topic in Hegel’s
Philosophy of Nature. Some of them are false—for
example, Hegel denies the possibility of the different species
emerging from a common ancestor. And Hegel continues from here to a
claim that is simply inconclusive: “even if the earth was once
in a state where it had no living things but only the chemical
process, and so on, yet the moment the lightning of life strikes into
matter, at once there is present a determinate, complete creature”
(PN §339Zu 9:349/284). Neither the hypothetical “if”
nor the comparison to a lightening strike suggests any positive
explanation of anything, let alone a teleological explanation or an
origin in a concept. Perhaps Hegel should best say that this is one
of those cases in which, as he does say elsewhere, “there is
plenty that cannot be comprehended yet” (PN §268Zu).
But none
of this impacts Hegel’s rejoinder to Kant in “Life”
from the Logic. Hegel does not there undertake to explain how
to get from matter to living beings. He provides an explanation, in
response to Kant’s specific problem, of how a complex system
(e.g. an organism) produced by reproduction might satisfy the
requirements of inner purposiveness. As noted above, satisfaction of
these requirements (on Hegel’s account) simply has nothing to
do with the lowest-level underlying matter. In Hegel’s terms,
living beings satisfy the analysis of inner purposiveness not in
virtue of the relation between the whole and the mutually external
material “parts” in space, but in virtue of the relation
between the whole and the “members” (WL 6:476/766). If
this argument works, then it is only important that there are
living beings which struggle to survive and reproduce—and
who could doubt that there are?
A
contemporary Kantian might want to force the issue by insisting on a
thought experiment: Imagine that some heap of matter were by
incredible coincidence (perhaps literally involving the lightning
strike Hegel mentions) to rearrange itself into a simple one-celled
organism. This would not be a teleological system, no matter
how effectively its parts might benefit the whole; ex hypothesi,
the parts are present not because of an end or purpose but merely
by coincidence. So if this organism reproduces and assimilates, then
it would satisfy Hegel’s analysis without being a truly
teleological system. Such a thought experiment is entirely alien to
Hegel’s procedure. But if a contemporary Kantian were to insist
on the experiment, then a contemporary Hegelian could respond: An
individual of a future generation is a teleological system.
For it exists on account of the general species or “concept”
it shares with previous generations. Or, it exists only insofar as
its parts are “members”—insofar as these kinds of
parts are a benefit in relation to this kind of whole, and have
contributed to prior survival and reproduction. So it will be a
teleological system by Kant’s own standard: “its parts
(as far as their existence and their form are concerned) are possible
only through their relation to the whole” (KU 5:373).
What is
Hegel’s view of species change? Though not my topic here, my
own interpretation is this: Hegel denies that there is any
teleological explanation of the changes in the biological species; he
emphasizes a contrast with own forms of social life, which
differ in that they develop in response to past difficulties in a
progressive manner which is supposed to allow teleological
explanation.
Of course, when it comes to explaining how biological species do
change, contemporary biology is vastly superior to everything Hegel
says or knows about. But, again, this is a separate topic.
Finally,
it is interesting to compare the most popular contemporary defenses
of teleological explanation in biology. These differ immensely from
Hegel’s, for they defend natural teleology by drawing on the
theory of natural selection. The basic idea is this: the token of a
trait has a teleological function where that trait was selected in
competition with others in the evolutionary history of the species.
But contemporary critics of natural teleology attack here, arguing
that natural selection, properly understood, can do nothing to
support teleological functions.
It seems to me worth considering whether there is room for a defense
of teleology which would be independent of any stand on debates about
the interpretation of natural selection. In particular, we might
consider looking to Hegel for inspiration, and defending teleological
explanation without by appeal only to the struggle for
survival and the reproduction of structure. Such an account would
allow the attribution of teleological functions even where a trait
did not specifically evolve in competition with alternatives. And
such a defense could not possibly conflict with natural selection,
and would require no support from any particular interpretation of
natural selection at all.
9. Broader Philosophical Significance
The
interpretation of the general themes of Hegel’s philosophy as a
whole is, of course, an enormous undertaking in its own right. But it
is worth briefly noting some of the broader implications of Hegel’s
defense of natural teleology.
To begin
with, Hegel’s defense of natural teleology is connected to a
much broader contrast between Kant and Hegel. When it comes to
explanatory knowledge of nature generally—and not just
in the case of teleology—Kant has a much more restrictive
account of our epistemic limits. Kant does argue in the Metaphysical
Foundations of Natural Science that we can have a special kind of
insight into the universal laws governing matter specifically. But
here Kant limits this insight to the case of the laws of matter, and
is skeptical about the possibility of similar explanatory knowledge
of natural laws and kinds in other cases, as in chemistry.
Elsewhere Kant argues that, in our pursuit of explanatory knowledge
of natural laws and kinds, we can only make progress toward a goal
that cannot in principle be achieved by a finite intellect such as
our own.
By contrast, Hegel sees Kant as overly beholden to empiricist ideas
about in-principle limitations on what sorts of objects of knowledge
are accessible to us (e.g. EL §50). And Hegel argues that there
are more “universal determinations, kinds (Gattungen),
and laws” that those of which Kant allows knowledge, and that
we can have explanatory knowledge well beyond the case of the laws of
matter.
My own view is that, here too, we should recognize Kant and Hegel as
defending very different positions, and we should seek to understand
the philosophical costs and benefits of both. But this is another
undertaking.
Furthermore,
one reason Hegel takes teleology and biology specifically to be of
such broad importance is that he aims to argue that biological
phenomena are more completely intelligible or explicable than matter
and other lower-level natural phenomena.
This is, in part, what Hegel means by saying that “the highest
level to which nature attains is life” (PN §248An). And we
can at least anticipate the general outlines of Hegel’s
argument here. Lower-level phenomena can be explained in terms of
universal laws (e.g. gravity) and general natural kinds (e.g.
chemical kinds).
But here there can be no further explanation of the connection
between the particular and the universal. The point is not that there
is a more complete explanation of, e.g. gravity, to which we lack
epistemic access; rather, mechanistic phenomena themselves are
only incompletely intelligible or explicable. In biological cases, by
contrast, there is explanation to be had concerning the
relations between the particular or concrete and the universal or
general. For example, reproduction by individuals explains the how
the general kind (Gattung) is realized and effective in the
world; and the kind reciprocally explains how new individuals have
the capacities required to survive and reproduce. Here Hegel will
argue that the concrete and the universal are two sides of one
system, which he calls “concrete universality.” This is
why Hegel takes biology to be relevant in a book about logic.
For example, a judgment “S is P” will be of very
different significance depending on whether we have an ordinary case
(e.g. ‘the sun is hot’) or whether we are dealing with a
case of “concrete universality” (e.g. ‘Hobbes is a
tiger’). In the latter kind of case,
Subject and predicate correspond to each other and have
the same content, and this content
is itself the posited concrete
universality; it contains, namely, the two
moments, the objective universal or the kind
(Gattung),
and the individualized
universal. Here, therefore, we have the
universal which is itself
and continues itself through its
opposite and is a universal only as unity
with this opposite.
Obviously,
all this raises more questions than it resolves about Hegel’s
broader metaphysics. One easily accessible approach to these
questions would be to read Hegel as defending a view—sometimes
attributed to Hegel, and to some of his contemporaries as well—that
I will call “organic monism.” The basic idea is this:
first, following Spinoza, everything real is “in” one
single “substance”; second, substance manifests the inner
purposiveness of a Naturzweck, in that its structure and
development are explicable in terms of an intrinsic end.
But we are
in a position to appreciate a difficulty faced by this approach to
Hegel’s metaphysics: the analysis in the “Life”
chapter of the Logic cannot possibly apply to the whole of
everything. For substance, in this sense, could not depend on or have
need of assimilation from an outside environment—it will have
no outside, and nothing with which it could be said to struggle. Nor
could substance be mortal and reproduce new individuals of the same
kind or species—for all individuals would have to be “in”
the same single substance itself.
Now one
can certainly maintain that Hegel is nonetheless an organic monist
whose arguments go awry in the “Life” chapter of the
Logic. McTaggart, for example, takes this path: “the
universe ought to be conceived as one Organism,” but in the
“Life” chapter “Hegel takes a different view”;
he is “led into this error by the analogy offered by biology,
which deals with a multitude of living beings” (1910, 275-6).
But I have argued that it is specifically by appeal to features of
biological life—features that cannot apply to the whole of
everything—that Hegel is able to resolve Kant’s
difficulty concerning natural teleology. Nothing Hegel says in “Life”
provides any reason to doubt that Kant’s argument applies
perfectly well to the idea that the universe is a Naturzweck.
For how could the parts of the whole of everything have first come to
be present specifically because of the roles they were to play later
benefiting some end realized in the whole? How could the later
benefit exert influence over the original formation of the universe?
Hegel’s appeal to a species cannot help here: there can be
nothing outside of substance, so there can be no prior reproducing
and struggling individuals which are the same in species, nor
anything for them to struggle against. As far as I can see, then,
Hegel’s argument in “Life” actually calls attention
to reasons for thinking that we cannot comprehend how the universe
could be a Naturzweck, let alone know it to be such.
While
there can be no question of adequately explaining and defending here
an alternative approach to the entirety of Hegel’s metaphysics,
the broad issues at stake might at least be clarified sketching the
approach I think is supported by Hegel’s argument in “Life.”
On my interpretation, the metaphysics Hegel defends differs from the
organic monism sketched above. On this view, the whole of reality is
structured into different “levels” or Stufen.
Mechanistic phenomena form a lowest level, and biological phenomena
form a higher level. Matter can only be explained in mechanistic
terms, not in teleological terms. But some (not all) matter is found
within living beings, which can themselves be explained in
teleological terms. And this higher level, as noted above, is
supposed to offer a greater or more complete form of intelligibility.
Furthermore, some (not all) living beings are thinking and
self-conscious beings. And Hegel argues that, ultimately, perfect or
complete intelligibility is found only on this highest level, or with
the general kind or Gattung whose instances are thinking and
self-conscious beings. In Hegel’s terms, this highest-level
kind is called Geist (mind or spirit). And the standard of
complete intelligibility is called “the idea.” Although
everything is intelligible to some degree, most phenomena are
only incompletely so. The standard of “the idea” is met
in an initial and imperfect sense by biological life: “the idea
is firstly life.” But ultimately Hegel aims to show that it is
met perfectly or absolutely only by Geist, that “Geist
cognizes the idea as its absolute truth” (WL 6:468/760).
There are
respects in which this Hegelian metaphysics includes claims that
could well be called forms of metaphysical monism or holism. First of
all, Hegel defends such claims in each of his discussions of the
different levels of reality. For example, in his treatment of the
lowest level of nature, he argues that matter is best understood as a
single whole, all rotating around an absolute center of gravity (WL
6:423ff/721ff). But this whole is not a Naturzweck, organized
into determinate parts defined by the different functions of each
within the whole; it is rather a “totality indifferent to
determinateness” (WL 6:429/727). Second, Hegel treats wholes
composed of levels as organized or structured wholes. It makes sense
for Hegel to compare the levels of nature as a whole, for example, to
an organism in this specific respect (e.g. PN §246 and §251).
But Hegel is capable of comparing things to organisms while remaining
clear that they are neither literally alive nor Naturzwecke
(e.g. on the earth see PN §338-9). And the structure of levels
of reality as a whole is in a philosophically important respect
unlike the organization of a Naturzweck. Matter, for example,
belongs to a distinct lower level specifically insofar as it cannot
be explained in such teleological terms, and lacks the more
complete intelligibility of living beings and their parts or
members.
So the whole of everything has a differentiated structure not because
it really is a teleological system, but precisely because it is not:
there are many different kinds or levels of phenomena which differ
in real and important ways from truly teleological phenomena.
My topic
here has not been Hegel’s broader metaphysics, however, but his
response to Kant concerning the status of teleological explanation of
the structure and development of living beings. I have tried to show
that Kant provides a forceful argument in support of his skeptical
conclusion—his denial of the possibility of our having
knowledge that teleology truly explains the structure and development
of a living being. And I have tried to show that Hegel recognizes
this argument and meets it with an argument of his own in defense of
teleological explanation in biology. It would of course be very
difficult to attempt any sort of final or definitive weighing of the
philosophical advantages and disadvantages of each view of teleology
and biology—let alone the costs and benefits of the broader
approaches to theoretical philosophy with which each view is closely
connected. But we can at least see that, when it comes to the topic
of teleology and biology, both Kant and Hegel do provide
philosophical arguments that bear on the underlying issues of
continuing interest and importance.
Primary Texts /
Abbreviations
HEGEL: All references to the writings
contained in the Werke in zwanzig Bände
are by volume: page in that edition. Edited
by E. Moldenhauer und K. Michel, Frankfurt: Suhrkamp, 1970-1.
I cite the Encyclopedia by § number, with ‘An’
indicating Anmerkung and ‘Zu’
indicating the Zusatz. I use the
following abbreviations, translations (altering where necessary), and
other editions:
EL: Encyclopaedia Logic, trans. TF Geraets, HS
Harris, and WA Suchting, Hackett Publishing Co, 1991.
PhG: Phenomenology of Spirit. Translated
by A.V. Miller. Oxford: Oxford University Press, 1977.
PN: Hegel’s Philosophy of Nature.
Translated by W. Wallace and A. V. Miller. New York: Oxford
University Press, 1970.
PP: The Philosophical Propaedeutic. M. George &
A. Vincent, eds., A. V. Miller, tr. Oxford, Blackwell. 1986.
VGP: Lectures on the History of Philosophy.
Translated by E. S. Haldane and Frances H. Simson. Lincoln:
University of Nebraska Press, 3 vols, 1995.
VL: Vorlesungen über die Logik. Berlin 1831.
Transcribed by Karl Hegel. U. Rameil & H.-Chr. Lucas, eds.
Hamburg, Meiner. 2001.
VN: Vorlesung über Naturphilosophie
1821/22.Nachschr. von Boris yon Uexküll. Hrsg. yon Giles
Marasse und Thomas Posch. Wien : Lang, 2002
VPA: Aesthetics: Lectures on Fine Art. Knox,
T.M., trans. 3 vols. Oxford: Clarendon Press, 1975.
VPN: Vorlesungen über die Philosophie der Natur:
Berlin 1819/20. nachgeschr. Von Johann Rudolf Ringier. Hrsg. von
Martin Bondeli und Hoo Nam Seelmann. 2002 Hamburg: Meiner.
VPR: Lectures on the Philosophy of Religion
translated by Rev. E. B. Speirs, B. D. and J. Burdon Sanderson.
New York: Humanities Press, Inc. 3 vols, 1895.
WL: Hegel’s Science of Logic. Translated
by A.V. Miller. London: George Allen & Unwin, 1969.
KANT: All references to Kant’s
writings are given by volume and page number of the Akademie edition
of Kant’s Gesammelte Schriften (Berlin: de Gruyter,
1902-).
KU: Critique of the Power of Judgment. (KU)
Translated by Guyer and Mathews. Cambridge, 2000. German text from
volume 5 of Gesammelte Schriften for the published version of
the book, and from volume 20 for the “first introduction.”
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