Kant
on the Laws of Nature:
Laws, Necessitation, and the Limitation of Our Knowledge
I have a new
paper on this topic as well:
Kant on the Laws of Nature: Restrictive Inflationism and Its
Philosophical Advantages. The Monist 100(3) 2017.
For the old
paper, please cite
the published version, European Journal of Philosophy 17
(4):527-558. What follows is the final draft:
Consider the laws of nature—the laws of physics, for
example. One familiar philosophical question about laws is this: what is it
to be a law of nature? More specifically, is a law of nature
a regularity, or a generalization stating a regularity? Or is it something
else? Another philosophical question is: how, and to what extent, can we
have knowledge of the laws of nature? I am interested here in Kant’s answers
to these questions, and their place within his broader theoretical
philosophy during the period spanning from the first to the third
Critique.
A simple approach is suggested by two claims widely
associated with Kant. First, Kant appears to hold that a law of nature is
not a contingent regularity, but is distinguished by a kind of necessity.
For example, consider this discussion of causality and a causal law:
The concept of cause … requires that something A be of such
a kind that something else B follows from it necessarily
and in accordance with an absolutely universal rule.
Second, Kant famously holds that we can only have
knowledge of necessity where we can have a priori knowledge.
And so it is no surprise that this passage seems to add that we cannot have
empirical knowledge of such laws of nature, insofar as they involve
necessity:
Appearances may well offer cases from which a rule is
possible in accordance with which something usually happens, but never a
rule in accordance with which the succession is necessary…
The strict universality of the rule is therefore not any property of
empirical rules… (A91/B124)
The passage requires further interpretation, to be sure,
but it does allow formulation of one possible and simple interpretive
approach, along these lines: Kant holds that all laws of nature are
distinguished by a kind of necessity; and so Kant denies the possibility of
purely empirical knowledge of laws.
Many recent interpreters argue that Kant in fact
proposes a very different account. The basic idea of the recently popular
‘best system’ interpretations (as I will call them) is this: Kant certainly
holds that some laws of nature in general, such as the law that every
alteration must have a cause, are supposed to require a priori
defense. But Kant distinguishes such laws of nature in general
from the particular laws of nature, or the laws of
interest in the different branches of the natural sciences—for example, the
laws of physics. The particular laws of nature are, borrowing Phillip
Kitcher’s formulation, a subset of the true generalizations:
‘for Kant, the laws of nature are just the generalizations that would
figure in the best unifying system in the limit of rational inquiry’ (1996:
412). Any one of these generalizations, ‘taken individually’ is ‘empirical
and contingent’.
And there is no reason to associate the particular laws with a
priori knowledge. There is a sense in which particular laws involve
‘necessity’, but only in a sense wholly derived from or constituted by their
place in the best system of empirical knowledge.
I reject best system interpretations (section 1 below).
In this respect I follow Michael Freidman, from whom I borrow my way of
framing the issue with the initial citation above (1992a, 161-2). But I
defend an interpretation that contrasts with Friedman’s as well. Kant does
not, I argue, account for what it is to be a law of nature
in terms of an account of our knowledge of laws—neither in
terms of an ideal limit of empirical inquiry (as in best system
interpretations), nor in terms of any kind of derivation or deduction from
a priori principles (as in Friedman’s alternative). Kant’s
view rather rests on the intuition that an explanation must provide
information about an underlying condition on which an explanandum depends.
To state a particular law of nature, then, is not just to summarize or
describe a regularity in nature; it is to identify a kind on whose nature
some regularity depends, in the sense that it is necessitated
by the nature of that kind. I call this Kant’s ‘necessitation account’, and
I call these laws ‘necessitation-laws’ (section 2).
But it is crucial that I am not arguing here that Kant
is any less concerned than we would expect with the epistemological
restrictions commonly taken as central to his break with pre-critical
metaphysics: Kant does not allow empirical knowledge of natural necessity;
nor does he think that we can somehow deduce purely a priori
the content of all the particular laws of physics,
chemistry, etc. On the contrary, the overlooked key to the consistent
position presented throughout the critical-period texts on laws is the way
in which Kant’s specific epistemological commitments, concerning our
dependence on sensible intuition, sharply restrict our knowledge of laws. To
begin with, the texts emphasized by best system interpreters in fact defend
this view: the natural sciences seek in empirical inquiry particular
necessitation-laws; we have reason to take there to be such laws for the
purposes of inquiry, and empirical inquiry can improve in approximation to
knowledge of them; but we cannot generally achieve knowledge of particular
laws (section 3).
Friedman emphasizes that Kant does attempt to derive
knowledge of particular laws in the specific case of the laws of motion, by
applying a priori principles of the understanding to the
empirical concept of matter. But regardless of the prospects
for this attempt, Kant here too—contra Friedman—argues that there is an
ineliminable limit to our knowledge. For attempting such a derivation makes
sense only in a special kind of case. In general, we do not seek to reduce
all scientific knowledge to knowledge of a single basic kind, like matter;
insofar as we seek knowledge of the diversity of nature, we generally seek
knowledge of particular laws governing interactions between
specifically distinct kinds. And Kant is right to conclude,
given his epistemological commitments, that we can never hope to derive
knowledge of this sort of law, in any way, from any
a priori principles of our understanding. In the main, then,
we can investigate particular laws only in empirical inquiry, which can make
progress but cannot attain knowledge of particular laws of nature (section
4).
Best system interpreters often claim support from a
comparison between Kant’s rejection of ‘transcendental realism’ and Putnam’s
rejection of ‘metaphysical realism’. But while some versions of this
comparison may be warranted, the specific version that would conflict with
my reading here is not. And Kant’s combination of a necessitation account
with a restriction of our knowledge fits well the broader ambitions of his
theoretical philosophy to defend a kind of epistemological modesty (section
5).
Finally, once we understand Kant’s account we can see
that it is more philosophically compelling than the hybrid position
attempting to marry Kant’s own views to a contemporary best system account
of the laws of nature. And we can appreciate the lasting philosophical
strengths of Kant’s position without trying to assimilate it to currently
popular views (section 6).
As noted above, the law that every alteration is
causally determined is not supposed to admit any empirical justification; it
is supposed to require the a priori defense of the Second
Analogy, focused on consideration of the conditions of the possibility of
experience in general. But Kant distinguishes such laws of nature ‘in
general’ from ‘particular laws’ (B165) governing particular kinds of things,
or ‘empirical laws’ (P 4:320; KU 5:181-6). I will not address here debates
about whether the results of the Second Analogy are supposed to include the
conclusion that all alterations are governed by regular and repeatable
particular laws. Rather, I simply begin with the fact that Kant refers to
particular natural laws; and I ask: What is it to be such a law? How, and to
what extent, can we have knowledge of them?
Best system interpretations find an account of
particular natural laws in Kant’s discussions of empirical scientific
inquiry. In the Critique of Pure Reason, the central
discussion is found in the ‘Appendix to the Transcendental Dialectic’. Here
Kant argues that the ‘faculty of reason’ provides methodological principles
required for the guidance of our empirical inquiry into nature. The points
of greatest concern in best system interpretations are these: Our principles
require us, first, to unify our knowledge by reducing the number of
recognized basic kinds and laws. And they require us to simultaneously seek
to discover an ever-greater range of natural diversity.
Taken together, these principles are supposed to direct us toward the
guiding goal of a systematic unity of empirical knowledge of nature.
But reason’s principles have a special status: they are legitimate only as
‘regulative’ or guiding principles for our research, and never as grounds on
which to assert knowledge of a real systematic unity of nature.
So we cannot actually reach the goal set by reason; the goal is ‘projected’
(A647/B675) by reason, and we can only approach the guiding principles and
ideas of reason ‘asymptotically, as it were, i.e., merely by approximation,
without ever reaching them’ (A663/B691).
Defending best system interpretations of this material
requires a step that is not always clearly noted. Kitcher is the clearest
about this: Kant’s discussion of empirical inquiry is most explicit in
proposing ‘an epistemological thesis about the conditions under which we are
justified in counting something as a law’; but such an epistemological
thesis ‘does not provide a characterization of what laws are’
(1986: 210). Best system interpreters must argue that this material also
proposes what Kitcher calls an ‘ontological correlate’ of the
epistemological claims (1986: 214). Perhaps others would prefer a different
description of it, but all best system interpretations require this step.
For all seek to draw conclusions about Kant’s account of what it is to
be a law of nature—for example, about Kant’s answer to the
familiar question of whether a law of nature is a generalization stating a
regularity. Best system interpretations hold that Kant’s particular laws
are generalizations—more specifically, those generalizations
that would fit into the best system of empirical knowledge. Buchdahl (1965),
Brittan (1978) and Kitcher (1986) develop such interpretations. Allison
(1996) defends Buchdahl’s approach. And elements of the approach show up in
other recent work, especially the idea that Kant conceives of what
particular laws are in a manner that is supposed to allow empirical
knowledge of them.
But once we note the extra step required by best system interpretations, the
way is clear to begin to see that Kant consistently holds a very different
account of what it is to be a law.
In his defense of a best system interpretation, Kitcher
first considers a contrasting necessitation account of laws, according to
which ‘laws express objective natural necessities’. On this account, science
seeks knowledge of ‘objective dependencies’ and ‘natural necessities’.
Kitcher recognizes the intuitive appeal of this necessitation account of
laws, while also arguing that there are philosophical reasons why Kant
should and does reject it: the necessitation account ‘honors a
straightforward vision of the aims and practice of science at the cost of
epistemological opacity’ (1986: 201-203). I will return to contest Kitcher’s
philosophical case concerning epistemological costs below. In this section I
want to begin arguing for the interpretive point that Kant himself embraces
a necessitation account of laws and the straightforward intuitions
supporting it.
The intuitions in question play a prominent role
throughout the Transcendental Dialectic of the first Critique—the
broader context of the discussion of empirical inquiry noted above and
heavily stressed by best system interpreters. The broader section is
concerned with the ‘faculty of reason’. Kant argues that we do not rest
content with knowledge, provided by ‘the understanding’, that such-and-such
is the case. We seek to explain, or to know why
such-and-such is the case. In order to account for this interest, the
faculty of reason must itself be characterized by an ‘aim’ (Zweck)
or an ‘interest’ (Interesse): knowledge of the underlying
conditions on which things depend.
Reason demands that we follow a ‘regress from the
conditioned to its condition’ (A523/B521). As noted above, reason’s demands
are legitimate only as guiding or regulative principles: they direct us to
seek underlying conditions, but they do not license us to assert knowledge
that there must be such underlying conditions and in particular any complete
series of conditions, or anything absolutely and completely explanatory.
For our purposes, the most immediately important point
here is that Kant conceives of explanation in terms of dependence:
an explanation must provide information about an underlying condition on
which an explanandum really depends. I will call this ‘the simple
intuition’. To see the simple intuitive appeal, consider the asymmetry of
explanation (Kitcher 1986: 203). A common example is this: From falling
barometer readings we could infer that the atmospheric
pressure is dropping, and vice-versa. But appeal to changing barometer
readings cannot explain why the atmospheric pressure is
changing, while appeal to the pressure changes can
explain why the barometer readings are falling. The simple
intuition provides a simple account of this: there are asymmetries of
explanation because there are asymmetries of dependence. For example, the
barometer reading really depends on the
atmospheric pressure, but the reverse is not true. Perhaps an explanation
must also convey information about an underlying condition in a manner that
addresses the interests of a particular audience, so that what counts as
explanatory would vary with context. If so, then the simple intuition would
still hold that explanation is also constrained by the way
the world is, and more specifically by the ways in which some things in the
world really depend or do not depend on others. I take it that the simple
intuition is part of what Kitcher calls the ‘straightforward vision’ on
which science aims to discover not just ‘useful information about general
regularities’ but ‘objective dependency’ in nature (1986: 202-3).
I do not claim that it is intuitive to hold that all
explanations must convey information about a condition that
necessitates an explanandum. The necessitation of interest here comes
into view only with consideration of explanations appealing specifically to
laws. The crucial feature of laws is that they carry implications about any
number of instances. And the simple intuition about explanation will exert
pressure against some ways of understanding this feature. For example,
consider the idea that a natural law is a regularity or a generalization
stating a regularity. Can we explain why B’s regularly follow
A’s by appeal to the regularity that B’s always follow A’s? Not if the
simple intuition is correct. For the proposed account would merely
restate the regularity; it would not provide information about any
underlying condition on which the regularity truly depends.
Now consider an account that faces no
such pressure from the simple intuition: to state a law of nature is to
identify a kind on whose nature some natural phenomenon depends. For
example, imagine for the moment that ‘salt is water soluble’ is a law of
nature. If so, then there would be a regularity, and the generalization ‘all
salt is water soluble’ will be true. But to state the law would not be to
refer to the regularity or to make the generalization. It would rather be to
provide information about an underlying condition on which the regularity
depends, namely, the nature of the kind. So the simple
intuition would allow that appeal to such a law could explain the
regularity.
To understand the sense in which such an
account might naturally hold that laws are distinguished by necessitation,
consider again explaining the solubility of the white stuff coming out of my
shaker by appeal to the nature of the kind salt. If there is
such a law, then it implies not only the universal generalization
summarizing all actual cases. It implies, for example,
that a gold ring would have been water soluble if it had been made of
salt—given the nature of salt, it would have to be.
Similarly, one might show that this is not a law by showing that the nature
of salt allows for a possible kind of salt that would not be water
soluble—even it happens that this other kind of salt has never and might
never actually exist. A law of nature, on such an account, allows no
possible exception, or implies a universal generalization summarizing actual
and even all possible cases. That is the sense in which a
natural law, on such an account, would involve necessitation and strict or
absolute universality.
We can now recognize in some initial
texts from Kant both the simple intuition about explanation and this last
necessitation account of laws. Consider again Kant’s discussion of a causal
law:
The concept of cause …requires that something A be of such
a kind that something else B follows from it necessarily
and in accordance with an absolutely universal rule…
the effect does not merely come along with the cause, but is posited
through it and follows from it. (A91/B124)
Note how each of the central points from above is present
in this passage: (i) The simple intuition, applied to the specific case of
causality: causal explanation requires information about how the explanandum
really depends on a condition in the specific sense that it ‘follows from’
or is ‘posited through’ a cause, as opposed to merely happening to ‘come
along’. (ii) Wherever appeal to a law can explain, there
must be something general—a general kind—that serves as a condition on which
an explanandum depends. For example, if there is a causal law connecting A’s
and B’s, then A must ‘be of such a kind’ that some B follows. (iii) If
something follows from the nature of a general kind, then it will follow not
only in actual cases, but in all possible cases of the kind. For example,
for any possible instance of A’s kind, some B will follow. So where there is
a law, something follows ‘necessarily and according to an absolutely
universal rule’.
Kant himself sometimes makes these points by
considering the possibility of an accidental regularity, for example,
good weather follows stork-sightings. Imagine that some more
precise version of ‘good weather follows stork-sightings’ were a true
generalization. It might still fail to truly state a law of nature. For
perhaps the generalization is true by chance, so that no instance of good
weather really depends on (or follows from
or is posited through or has a ground in)
anything about stork-sightings. And if there were no such dependence, then
no appeal to such considerations could legitimately explain the weather. And
there would be no sense in which the weather would have been nicer if only I
had managed to find a stork, or if I had arranged to have one brought to
town. In Kant’s terms:
There are cases where something is
posited, and another thing is posited after, yet where the one is not a
ground of the other. Eg, when the stork comes, good
weather follows. But to posit does not mean something follows the other
accidentally; for the stork could also be brought on
the mail coach. (LM 314-5; Ak. 28:549)
This last passage is presented as contrasting with a case
in which there is the necessity and universality characteristic of a law:
Ground is that upon which something else follows in a
wholly necessary way; or ground is that upon which something follows
according to universal rules; basically it amounts to the same thing. (LM
314; Ak. 28:548)
So consideration of accidental regularities helps to bring
out the sense in which natural laws are not regularities; where there is a
natural law there is necessitation and absolute or strict universality.
Note that there is room for further argument over
whether necessitation-laws might also, in other senses, be
contingent. For example, perhaps absolutely all possible instances of
the actual kind salt must necessarily be
water soluble; there would be room for argument about whether the nature of
the kind could have been different in this respect. Those who favor
contemporary necessitation accounts of laws, and reject best system
accounts, often hold necessitation-laws to be contingent in such a further
sense—or take laws to be ‘contingent necessities’ (Armstrong 1983). Watkins
argues that Kant’s account of laws is similar to Armstrong’s.
And perhaps Kant’s own reference to a ‘contingent unity of particular laws’
(KU 5:386) does suggest the idea of a system of laws and kinds which could
have been otherwise arranged. But I take no stand here on whether Kant can,
should, or does also assert some compatible sense of contingency. The
important point here is that a particular law, taken individually, involves
necessitation, so that ‘salt is water soluble’ is a law if water solubility
is necessitated by the nature of salt,
regardless of how this law might relate to others in any system; any
further and compatible sense of contingency would be no indication of the
very different best system account of what it is to be a law.
Finally, this section is
greatly influenced by powerful accounts of Kant on causal laws both by
Friedman and by Watkins. For better or for worse, however, I am looking for
a different path to a different destination. I do not appeal to the kind of
derivation by application of a priori principles emphasized
by Friedman.
Nor do I attribute to the critical Kant, as Watkins does, a cosmology and a
metaphysics of substance continuous with pre-critical rationalism and Kant’s
pre-critical work.
I seek a more direct argument against best system interpreters and a
different alternative to their views by: first, looking instead to Kant’s
claims about the aims of empirical
inquiry—claims central to precisely the critical-period
texts emphasized by best system interpreters; and second, by turning below
to the importance of the epistemological restrictions emphasized by best
system interpreters—restrictions designed to limit our knowledge of
necessity, and to ground Kant’s turn away from pre-critical philosophy.
3. Empirical Inquiry: Progress without Knowledge
of Natural Laws
Some ways of limiting our knowledge of laws would be
unsurprising. For example, Watkins attributes to Kant this view: we seek to
know particular laws on the basis of experience and regulative principles,
but this ‘can presumably never be established with absolute certainty, since
one can never rule out the possibility that future evidence might require a
revision’ (2004: 483-4). This is surely true. But it is not a surprising
limit, and it does not rest on any of Kant’s distinctive epistemological
commitments. On the face of it, empirical evidence leaves me without
‘absolute certainty’ of nearly anything, except perhaps whatever I am
currently observing directly. For example, I am fairly certain that my
dining room table is still in the next room, but while in the study I cannot
be absolutely certain even of this. So it is unsurprising
that empirical evidence also leaves us without absolute certainty about
whether this or that is a law of nature. But I will argue what Kant has to
say about particular laws of nature during the critical period is shaped
throughout by his more distinctive and demanding epistemological
restrictions.
During the critical period, Kant argues that we can
only have knowledge within ‘the bounds of experience’. His basic line of
argument is this: First, to expand our knowledge we must go beyond merely
reflecting on our concepts; we require access to intuition. Analytic
judgments cannot amplify our cognition (e.g. A7-8/B12), and synthetic
judgments ‘are possible only by the relating of a given concept to an
intuition’ (C 11:39). Second, we have access to intuition only where this is
provided by sensibility—that is the key limitation of our
merely ‘discursive’ understanding (e.g. B135; P 4:288). And this places
limits on the extent of our knowledge:
No concept can have its objective reality be secured, save
insofar as it can be presented in a corresponding intuition (which for us is
always sensory), so that beyond the bounds of sensibility and thus of
possible experience, there can be no cognition whatever, that is, no
concepts of which one is sure that they are not empty. (UE 8:188-9)
So we can know whether something satisfies a concept—and
can generally extend our theoretical knowledge—only within ‘bounds of
sensibility and thus of possible experience’: only where we can have
‘cognition’ (Erkenntnis) requiring not only concepts but
also ‘corresponding intuition (which for us is always sensory)’.
Part of the point of this limit is to sharply restrict
our access to informative knowledge of necessity: It is well known that Kant
allows knowledge of necessity only where we can have a priori
knowledge (e.g. B4). So given the need for intuition, extending our
knowledge of necessity would require access to a priori
intuition. And Kant narrowly constrains our access to a priori
intuition: given our dependence on sensibility we can have a
priori intuition only of the forms of our own sensible intuition, space
and time.
This constraint is supposed to rule out, for example, pre-critical
rationalist assertions about the existence of an absolutely necessary
highest being.
Knowledge of necessity is supposed to remain possible, for
example, where synthetic a priori knowledge of mathematics
is made possible by our a priori intuition of space and
time.
It would be a mistake to think that these epistemic
restrictions should apply only to claims about certain otherworldly of
objects of interest to pre-critical metaphysics. Kant does not just
stipulate that certain pre-critical metaphysical claims are
illegitimate. He argues. That is, he defends restrictions
concerning sensible intuition that apply to all claims to
theoretical knowledge, and argues that pre-critical metaphysical claims are
ruled illegitimate by these restrictions. As Allison puts the point, ‘it is
precisely because of the impossibility of providing an intuition answering
to the concepts that Kant holds the judgments of transcendent metaphysics to
be ungrounded’ (2004: 95). And Kant’s position is stronger still insofar as
he accepts in a principled manner all of the conclusions that follow from
this line of argument.
With respect to particular laws, what follows is this:
On the one hand, a priori intuitions of the
forms of all sensible intuition in general are supposed to
make possible synthetic a priori knowledge of the laws of
nature in general—for example, consideration of the
conditions of the possibility of time-determination
establishes the law that all alternations are determined by a cause.
But Kant rules out the possibility of purely a priori
knowledge of particular laws of nature—the laws of physics,
chemistry, etc. One way Kant puts this point is by saying that ‘particular
laws … can not be completely derived from the categories’ (B165). Sometimes
Kant claims that there could be no knowledge of particular or ‘empirical’
laws without experience; as Friedman has emphasized, it is a mistake to read
these passages as allowing purely empirical knowledge of particular laws.
For, on the other hand, Kant also rules out purely empirical knowledge of
particular laws. Again, we cannot have empirical knowledge of necessity
(e.g. B4). More specifically, empirical intuition from sensibility cannot
serve as corresponding intuition in the case of judgments about
necessitation: ‘no necessity of their connection is or can become evident in
the perceptions themselves, since apprehension is only a juxtaposition of
the manifold of empirical intuition’ (B219/A176). As noted in the initial
citation above concerning the causal law governing a particular kind, we
cannot have empirical knowledge of ‘a rule in accordance
with which the succession is necessary… The strict
universality of the rule is therefore not any property of empirical rules’
(A91/B124).
Granted, empirical inquiry is supposed
to be able to reach knowledge of objects that we cannot perceive. One of
Kant’s examples is this: ‘we cognize the existence of a magnetic matter
penetrating all bodies from the perception of attracted iron filings’
(A226/B273). Contemporary necessitation accounts of laws
such as Armstrong’s often hold that we can similarly infer from observed
regularities to the necessitation-laws on which they are supposed to depend,
giving us epistemic access to necessitation-laws comparable to our access to
presently unobserved material objects.
Such views have their attractions, but they are at odds with Kant’s
epistemological restrictions and with what Kant has to say about laws in the
first Critique, the third, and in other texts published in
this period. Kant holds that we can reach knowledge of unobservables only
where these are such as could be given in sensible intuition, in accordance
with the forms of space and time, if only our sense organs could detect
‘finer’ things. For we can reach knowledge by drawing inferences about
unobservables only where we can know a priori that the laws
of nature in general apply (e.g. that every alteration in time
is causally determined). Or, only for an object such that
…in accordance with the laws of sensibility and the context
of our perceptions, we could also happen upon the immediate empirical
intuition of it in an experience if our senses, the crudeness of which does
not affect the form of possible experience in general, were finer.
(A226/B273)
But Kant’s worry concerning necessitation-laws is that we
cannot have for judgments about necessitation any corresponding sensible
intuition—the size or duration of whatever might be necessitated is
immaterial to this worry. So Kant’s specific restrictions, stemming from our
dependence on sensible intuition, place no restriction on our access to
knowledge of presently unobserved objects, nor even on our access to
knowledge of objects too small or events too brief for our sense organs to
detect, but they cannot allow in any similar manner knowledge of particular
laws of nature.
What hope can there then be for empirical investigation
of particular laws? I would explain Kant’s general view as follows: Consider
all of the observations that we can make of different substances dissolving
in liquids. With nothing but initial observations to go on, we might be
distracted by innumerably many initially observed regularities. For example,
we might initially notice a correspondence between whether white powders
dissolve and the movement of some planet; when that correspondence breaks
down one could always look for more complex patterns linking solubility and
movements of planets. Fortunately, then, we are not limited to initial
observations. The principles guiding empirical inquiry direct us to narrow
our focus, seeking specifically those regularities that would be explained
by the simplest system of basic laws, kinds and forces. Our guiding
principles might direct us to single out, for example, the rule or statement
‘salt is water soluble’. But such guidance falls short of establishing
knowledge of a law; rather, we regard the
general rule as a law for the purposes of further research.
And we might well discover thereby that there is no such law. If so, then we
might distinguish lower-level kinds like the underlying elements and state
regularities concerning their interactions. For the reasons noted above
concerning sensible intuition, this still cannot yield knowledge of laws,
nor any justification for concluding that we have reached particular
laws—not even if we modestly add that one can never be absolutely certain.
But if we can account in these new terms for the behavior of salt and other
compounds, then we have made a real advance, and we do have reason to
conclude that our theories are improving or that we are
making progress, or that we are improving in
approximation to knowledge of particular laws. One might object that it
does seem possible that we could come to focus our attention on statements
that do in fact state natural laws. Still, empirical inquiry could not
provide evidence that we have reached laws (as opposed to
making progress toward them)—it can never achieve knowledge of a particular
law as such.
We can find this combination of a necessitation account
with a limitation of our knowledge, surprisingly, in precisely the texts
emphasized by best system interpreters of Kant. Those interpreters claim the
most direct textual support from passages in the published Introduction to
the Critique of the Power of Judgment (KU). This material
differs in many respects from the Appendix to the Dialectic in the first
Critique, especially insofar as it portrays empirical
inquiry as guided by principles of ‘reflective judgment’ and in particular a
‘principle of purposiveness’.
But what is important here is that this material embraces the necessitation
account of laws, and consequently limits our knowledge of laws. For example,
one passage stressed by best system interpreters is found at KU 5:184-5.
Buchdahl intersperses interpretation and quotation of this passage on
empirical or particular natural laws as follows: ‘these laws, being only
“empirically known,” are “as regards the understanding, contingent”’ (1965:
200). Kitcher cites the same passage and comments: ‘such
laws of nature must be apprehended, and apprehended as laws, on the basis of
experience’ (1986: 208). But the text makes no suggestion of allowing
empirical knowledge of laws; Kant’s philosophical point here is precisely
the opposite—precisely that we cannot have such knowledge. Kant carefully
writes that we can have empirical knowledge of rules, but
not laws.
He refers to
…a certain order of nature in its particular rules [Regeln],
which can only be known to it [our understanding – JK]
empirically and which from its point of view are contingent. These rules,
without which there would be no progress from the general analogy of a
possible experience in general to the particular, it must think as laws [Gesetze]
(i.e., as necessary), because otherwise
they would not constitute an order of nature, even though it does not and
never can cognize their necessity. (KU 5:184-5)
Our guiding principles allow us to single out and ‘think
as laws’ the empirically-known rules, specifically for the reason Kant
emphasizes: without doing so we could make ‘no progress’ in investigation of
the particularities of nature. But Kant holds here that particular natural
laws involve precisely the sort of necessity which is
independent of the conditions under which we can have knowledge so as to
preclude empirical inquiry reaching knowledge of laws: given the ‘point of
view’ of our understanding we ‘never can cognize their necessity’.
Allison takes a nearby passage to be decisive in his
defense of Buchdahl’s general approach. Here Kant refers to laws that
may seem to be contingent in accordance with the insight of
our understanding, but which, if they are to be called laws (as is required
by the concept of nature) must be regarded as necessary on a principle,
unknown though it be to us, of the unity of the manifold. (KU 5:179-80)
But—contra Allison—the principle referred to here is not
said to play any role in constituting what it is to be a law
or in ‘the grounding of genuine laws’, nor any role in grounding ‘the
grounding of necessity’ that distinguishes laws.
Here too, the importance of the principle is that it allows us only to
regard the rules we abstract from empirical inquiry as
statements of laws. But what is it to be a law? Here too the
answer involves a sense of necessity independent of our guiding principles
in a way that rules out empirical knowledge of laws. Even if we were to hit
on a hypothesis that does happen to state a law, we cannot have empirical
knowledge that this is a law, for it would always ‘seem to be contingent in
accordance with the insight of our understanding’.
A similar view is present back in the Appendix to the
Transcendental Dialectic. Kant here argues that empirical inquiry seeks
knowledge of laws characterized by some kind of universality, specifically
under the guidance of principles provided by the faculty of reason. Kant
says: ‘this use of reason is only regulative, bringing unity into particular
cognitions as far as possible and thereby approximating the rule
to universality’ (A647/B675; my emphasis). There is no suggestion here
that we should reconceive of what it is to be a particular
law in terms of some kind of universality that would bring laws within reach
of the principles guiding our empirical inquiry—some kind of universality
that would merely approximate the strict universality of
necessitation-laws. On the contrary, the point is that we seek in empirical
inquiry knowledge of a kind of universality that is independent of the
conditions under which we can have knowledge, or out of reach, so that
empirical inquiry can only approximate to knowledge of the
sort of universality that it seeks.
It would be interesting to compare and contrast this
account of the limitation of our knowledge of laws to Locke’s and Hume’s
views, but there are of course many controversies about their views that I
will not attempt to resolve.
What is most important here is this: Kant consistently holds a necessitation
account of what it is to be a law. It follows from this, given his general
epistemological commitments, that empirical inquiry cannot achieve knowledge
of particular laws of nature. And that is why Kant holds that empirical
inquiry can only continually improve our approximation to such knowledge.
4. Seeking Knowledge of Laws Not Derivable From A Priori
Principles
There is a very different discussion of our knowledge
of particular laws in Kant’s 1786 Metaphysical Foundations of
Natural Science (MAdN), for Kant here attempts to establish knowledge of
some particular laws. He does so specifically in the case of the laws
governing the motion of all matter, a case emphasized especially by Friedman
(1992a). But there are important and easy to overlook connections between
this material and the discussion of empirical inquiry in the third
Critique: both discussions turn on the non-epistemic
necessitation account of laws presented above; and both discussions argue
that an ineliminable barrier prevents us from achieving knowledge of
particular laws outside of one limited kind of special case.
MAdN begins with a discussion of what would be required
for knowledge of particular laws. This discussion turns on Kant’s
non-epistemic necessitation account, according to which there is a
particular law where something is (i) necessitated by (ii) the nature of a
particular kind. First, the reference to necessitation is the reason why we
cannot have purely empirical knowledge of particular laws. In Kant’s terms,
if a science is to achieve knowledge of particular laws then it requires a
‘pure part’:
Since the word nature already carries with
it the concept of laws, and the latter carries with it the concept of the
necessity of all determinations of a thing belonging to its existence, one
easily sees why natural science must derive the legitimacy of this title
only from its pure part. (MAdN 4:468-9)
Second, because knowledge of a particular law would
require knowledge of the ‘particular nature of this or that kind of thing’,
we can never have purely a priori knowledge of laws, or a
science with knowledge of laws would require an ‘applied part’ (MAdN 4:468).
Granted, it is extremely difficult to understand how
Kant could hope to meet the above constraints in establishing knowledge of
particular laws; for how could such knowledge be partly a priori
and partly empirical? Friedman proposes an interpretation of Kant’s
attempt to establish, for the laws of motion, knowledge with just such a
‘peculiar mixed status’ (1992a, 174). But I will here neither interpret nor
evaluate Kant’s attempt. And I will not address interpretive controversies
concerning this attempt, including Friedman’s account of how Kant applies
the a priori principles of the understanding to the
empirical concept of matter seeking to transition from
empirically observed regularities to knowledge of laws of motion.
My topic is not this specific case, but particular laws more generally. So I
am more interested here in Friedman’s claims about this
topic. And I reject Friedman’s claim that Kant also seeks to account for
what it is to be a particular law, in general, in terms of the attempt to
establish knowledge of the laws of motion specifically.
Friedman’s proposal is that to be a particular law is to be derivable by
further application of the a priori principles of the
understanding: particular laws are characterized by ‘empirical necessity’,
and this necessity ‘can derive from nowhere else than an a
priori grounding in the principles of the understanding’ (1992a, 190).
I have already offered evidence above that Kant
accounts for what it is to be a particular law, in general, in terms of a
kind of necessitation not itself defined in terms of—not derived from or
grounded in—any account of our knowledge of laws. But there is also a
problem for Friedman’s proposal in the MAdN texts that he emphasizes: MAdN
denies that all of the particular laws of which we seek
knowledge can be derived in any way from a priori principles
of our understanding; so clearly Kant cannot here conceive of what it is to
be such a law in terms of the possibility of such derivation. And Kant is
right to impose this limit: his account of our epistemic
limits rules out such derivations of particular laws generally.
To see why this is so, recall that what limits our
knowledge is our dependence on sensibility if we are to have, for our
concepts, ‘intuition corresponding to them’ (A50/B74) or ‘corresponding
intuition’ (UE 8:188-9). Empirical intuition from
sensibility cannot provide corresponding intuition in the case of laws
involving necessitation. So for knowledge of particular natural laws,
a priori intuitions of space and time would have to provide
corresponding intuition. And MAdN puts the point in precisely these terms:
given the empirical concept of a particular kind, ‘it is still required that
the intuition corresponding to the concept be given
a priori’ (MAdN 4: 470). We can here catch at least a
glimpse of why Kant hopes that the empirical concept of matter might present
a special case: a priori intuitions of space and time are
supposed to correspond to the empirical concept of matter insofar as
everything that can show up for us in outer sense (whose
form is space) is corporeal (4:470), and more specifically matter in motion
(4:476). The hope is that a connection between our a priori
intuition and the concept of matter could make possible the application of
mathematics to establish knowledge of the laws of motion.
But regardless of what the prospects for this project
might be in this specific case, we can clearly see that Kant is right to
rule out the possibility of similar derivations for particular laws
generally. For example, MAdN is skeptical about the possibility of knowledge
of particular chemical laws, for ‘the principles of chemistry are merely
empirical and admit of no presentation a priori in
intuition’ (MAdN 4:471). What is crucial and easy to overlook here is that
chemistry is an example illustrating a general and ineliminable restriction
of our knowledge. Chemistry is a case in which we naturally expect laws
governing not a single basic kind like matter, but rather
relations between specifically distinct natural kinds. For
example, perhaps water, earth, etc. are distinct
kinds whose interactions are governed by natural laws; or
perhaps hydrogen, helium, etc. But no concept of such a kind
specifically distinct from others could ever apply to
everything that shows up in outer sense, or could correspond to
a priori intuition of the forms of our sensibility in this
way, for it must be distinct from the other kinds with which it is supposed
to interact in a law-governed manner. Granted, Friedman is right to say that
Kant can allow the possibility of chemistry advancing and achieving
knowledge of chemical laws.
But such an advance would require chemistry to become more like Kant
understands physics to be—the distinct chemical kinds and laws governing
them would have to be reduced to something like a single basic kind (like
matter). In Kant’s terms, we cannot make the advance unless for the
‘chemical actions of matters on one another’ it is possible that ‘their
motions and all the consequences thereof can be made intuitive and presented
a priori in space’.
No matter what surprising advances a science like
chemistry might make, then, we will still always lack knowledge of
particular natural laws governing the interactions between
fundamentally distinct or diverse kinds. And science will
remain interested in such laws insofar as science seeks knowledge of the
diversity of nature.
That scientific inquiry seeks knowledge of laws
governing distinct or diverse kinds is emphasized in the published
Introduction to the third Critique. Kant there refers to
‘such a manifold of forms in nature’, or to ‘so many modifications of the
universal transcendental concepts of nature that are left undetermined by
those laws that the pure understanding gives a priori’ (KU
5:179). Shortly thereafter Kant gives precise articulation to this
limitation of our knowledge:
Specifically distinct natures, besides what they have in
common as belonging to nature in general, can still be causes in infinitely
many ways; and each of these ways must … have its rule, which is a law, and
hence brings necessity with it, although given the constitution and the
limits of our faculties of cognition we have no insight at all into this
necessity. (KU 5:183)
Kant refers to cases in which distinctions between basic
kinds rule out the possibility of deriving knowledge of governing laws from
any a priori principles of our understanding. Clearly Kant
does not here conceive of what it is to be a particular law in terms of the
possibility of the sort of derivation or grounding that he here rules out.
Friedman sees this threat, and takes the point of this passage to be that
‘the vast majority of empirical laws have not yet received this kind of
grounding’ (1992a, 190). But this cannot be right. Kant’s epistemological
commitments justify the claim that he in fact makes here: the limit is
in principle and ineliminable; our lack of knowledge stems
not from the state of science at some particular time but from our limited
access to a priori intuition, or from ‘the limits of our
faculties of cognition’.
One could try to argue that we can somehow expand our
knowledge of natural necessity without a priori intuition,
or somehow expand our access to a priori intuition, but this
would be to take leave of the critical Kant and his sharp restrictions on
our access to knowledge of necessity. Granted, Kant does sometimes argue
that we have a limited ability to conceive of a form of intellect able to
bypass the mediating conditions of our sensible intuition and achieve
immediate knowledge of reality.
We cannot have theoretical knowledge that there is such an intellect. Still,
insofar as ‘we have no insight at all into this necessity’ of laws governing
distinct kinds, thinking of this sort of particular law is thinking of
something that we could only know if we enjoyed some such superior sort of
a priori ‘insight’.
But this is not to define what it is to be a law is in terms
of any kind of knowledge, nor say that we have any
possibility of deriving such laws from the principles of our
merely discursive understanding.
It is also true that, if our epistemic limits prevent
knowledge of natural laws governing specifically distinct kinds, then we
must lack even knowledge that there are such laws. First of
all, so far as we can know nature is both diverse or complex
and yet also law-governed: ‘the objects of empirical cognition are still
determined or, as far as one can judge a priori,
determinable in so many ways … that specifically distinct natures’ are
governed by necessitation-laws (KU 5:183). Second, it is crucial that our
empirical inquiry is not guided only by a demand to simplify
and unify; if it were, then we might be prone to falsifying the apparent
diversity of nature by seeking to treat all sciences like the science of
motion, or seeking to reduce the natural kinds of interest in all sciences
to a single basic kind, like matter. The first Critique
rather specifies that the natural sciences also seek knowledge of
‘manifoldness and variety’ (A654/B682). And the third Critique
specifies that we require guidance by the idea of a system of laws governing
diverse or specifically distinct kinds: ‘the understanding … requires in
addition a certain order of nature’, even though we cannot have knowledge of
or ‘cognize’ the necessity of the natural laws supposed to comprise this
order (KU 5:184-5). So empirical inquiry into the diversity of nature
requires us to think or ‘assume’
for the sake of inquiry that there are natural laws governing specifically
distinct kinds, and to seek knowledge of such laws—even though we can
thereby only improve our approximation to knowledge of them.
In sum, Kant holds one consistent view about what it is
to be a particular law of nature during the period discussed here, spanning
from the first Critique to the third. Kant distinguishes
particular laws in terms of necessitation, or a form of dependence, and not
in terms of any account of our knowledge. So he is free to both
rule out the possibility of purely empirical knowledge of particular natural
laws (as emphasized by Friedman), while also holding that
particular natural laws generally cannot be given any derivation from
a priori principles (as emphasized by best system
interpreters). The overlooked key to Kant’s consistent position is his
distinctive account of our epistemic limits, from which it follows that we
can generally only seek knowledge of the particular laws of interest in the
sciences in empirical inquiry, and that we cannot generally achieve
knowledge of the laws we seek.
Kant’s broad project in theoretical
philosophy aims at supporting ‘transcendental idealism’. Kant sometimes says
more specifically that he rejects ‘transcendental realism’ in seeking to
defend ‘empirical realism’ (e.g. A369ff.). Some see in this broad
theoretical project a similarity between Kant and Putnam’s more recent
rejection of ‘metaphysical realism’ in favor of ‘internal realism’. And
some, including Kitcher, see this connection as support for a best system
interpretation of Kant’s account of the laws of nature.
Much here depends on the precise
connection proposed. One way of making the connection with internal realism
would be to attribute to Kant this view: the objects of our experience are
not independent of or “external” to the conditions of the possibility of
experience. To advocate this view would have to involve explaining more
precisely the sort of dependence or connection asserted here. But advocates
could look to Kant’s claim that ‘the conditions of the possibility of
experience in general are at the same time conditions of the possibility of
the objects of experience’ (A158/B197). And to the way in which the Second
Analogy argues from the conditions of the possibility of time-determination
to a principle concerning alterations themselves—namely, that ‘all
alterations occur in accordance with the law of the connection of cause and
effect’ (B232).
I neither oppose nor advocate such a
comparison to internal realism, but only note that it would not conflict
with my interpretation here. The denial of independence formulated in the
previous paragraph is restricted in that it applies to
objects of which we can have knowledge or objects
as known by us. True, I hold that Kant does not define what
it is to be a particular law in general in terms of any account of our
knowledge of laws. But in specific cases there might be particular kinds and
laws with different sorts of connection to or independence from the
conditions under which we can have knowledge. Consider specifically the
particular natural laws of which Kant allows knowledge: the
laws of motion. Though I do not pursue the nature of the connection here, I
have argued that Kant takes his epistemic limits to allow his attempt to
derive these laws because he sees some kind of connection between the kind
matter and the a priori forms of our own
sensible intuition.
My interpretation would be ruled out,
however, if a different comparison held up. Putnam at one point proposes
what looks like an unrestricted claim about all objects:
‘“objects” do not exist independently of conceptual schemes’ (1981: 52).
Though I make no claim to interpret Putnam here, it is worth considering the
possibility that Kant holds this unrestricted form of
internalism (hereafter UI): the very idea of anything independent of the
conditions under which we can have knowledge is unintelligible, and
unintelligible in a sense demonstrating that there cannot be any such thing.
I have portrayed Kant as holding that we take there to be, for the purposes
of inquiry, laws governing specifically distinct kinds, although we cannot
achieve knowledge of such laws. Proponents of UI would hold that there
cannot be such unknowable laws, and that the very idea of them is
unintelligible. So if Kant accepts UI then this would require a very
different account of the laws of nature—an account of what it is to be a law
in terms of an account of our knowledge of laws, perhaps in terms of the
best system of knowledge at the limit of empirical inquiry.
But attributing UI to Kant would be an
extremely radical step, insofar as there are many passages that are
inconsistent with UI. Consider one of Putnam’s own claims: ‘Kant has, in a
way, two philosophies’, because sometimes Kant claims that ‘we cannot really
form any intelligible notion of a noumenal thing’ and yet sometimes Kant
claims that ‘there is God, Freedom and Immortality’ in a real ‘noumenal’
world (1987: 41-2). If the former view amounts to UI, then this passage
suggests two philosophical possibilities: assert knowledge that there
can be nothing beyond the bounds of experience; or assert
knowledge that there are things beyond those bounds. If
these were the only philosophical possibilities, then perhaps it would make
sense to read Kant as follows: Kant’s critical epistemological claims
certainly rule out asserting theoretical knowledge of objects beyond the
bounds of experience; so these central claims commit Kant to taking the only
other possible path, asserting knowledge that there can be nothing beyond
the bounds of experience. We would then have to conclude, as Putnam does,
that Kant sometimes violates his commitment. Now clearly Putnam’s reading
raises many issues that go beyond my scope here; there can be no question
here of providing an interpretation of Kant on noumena, God, freedom,
immortality, transcendental idealism, empirical realism, etc. But we can at
least see here that the two possibilities mentioned by Putnam do
not exhaust the philosophical possibilities, so that there is no reason
why we must see Kant as aiming to choose one or the other and as obviously
failing to do so in a consistent manner.
To see that there are other
possibilities, consider Kant’s own claims concerning the limitation of our
knowledge. If one holds that our knowledge is limited or restricted by the
sort of conceptual scheme to which Putnam refers above, then perhaps one
should conclude we cannot intelligibly draw on that very conceptual scheme
in order to conceive of objects beyond the reach of our knowledge. But
Kant’s limit is very different: Kant does hold that knowledge requires
concepts; but Kant holds that our knowledge is limited or restricted not by
concepts or conceptual schemes but specifically—as we have seen—by our
dependence for all intuition on sensibility and its specific forms. This
point tends to be agreed in recent work focusing specifically on Kant’s
‘transcendental idealism’—for example by both proponents and critics of
‘metaphysical’ interpretations.
And this limit allows the claim, which Kant himself makes, that we can
employ our concepts in thinking or conceiving things that we
cannot know given our dependence on sensible intuition—so
that we can know neither that there are such things nor that there are no
such things. We must not assume, then, that Kant must seek either to assert
knowledge that there are things beyond the bounds of experience, or else
assert knowledge that there cannot be anything beyond those bounds. Kant
says, for example: ‘I can think what I like, as long as I do not contradict
myself … even if I cannot give any assurance whether there is a
corresponding object within the sum total of possibilities or not’.
With respect to the pure categories of the understanding, ‘the categories
are not restricted in
thinking by the conditions of our sensible intuition, but have an
unbounded field’ (B166n).
And it is misleading to say that it is
‘when Kant came to write his moral philosophy’ that he contradicts
unrestricted forms of internalism (Putnam 1987: 41). Kant seeks to defend a
theoretical philosophy, at odds with UI, with the
theoretical virtue of epistemological modesty. Thus Kant
specifically identifies as insufficiently modest, or pretentious,
the claim that absolutely all things must conform to the conditions under
which we can have knowledge—or the sort of unrestricted internalism
formulated above in UI. In Kant’s terms, his claims about the merely
regulative role of the ideas of reason is important,
partly in order to restrain the worrisome
pretensions of the understanding, as if (in virtue of being able to furnish
a priori the conditions of all things that it can cognize)
it has thereby also confined the possibility of all things in general within
these boundaries (KU 5:167-8).
And Kant emphasizes that asserting
knowledge of non-existence of something beyond the bounds of experience
would be just as dogmatic as asserting its existence. For
example, ‘empiricism itself becomes dogmatic in regard to the ideas (as
frequently happens)’ when it ‘boldly denies whatever lies beyond the sphere
of its intuitive cognitions’ (A471/B499).
To be sure, Kant does sometimes say that
our concepts employed beyond the bounds of sensibility or experience lack
significance or sense. Although there are many complications here, note that
Kant refers to one very specific kind of significance. For example, with
respect to the categories: ‘without descending to conditions of sensibility
… all significance (Bedeutung),
i.e., relation to the object, disappears’ (A241/B300). The distinction
between schematized and unschematized categories makes room for Kant’s
claims that another kind of significance remains: ‘even after abstraction
from every sensible condition’ the categories retain ‘a logical
significance’ (A147/B186). Clearly one could allow us to think or conceive
unknowables while denying that such thoughts have significance in the
specific sense of the sort of ‘relation to the object’ necessary for
cognition and knowledge.
These passages, then, need not be read as endorsing UI and so as obviously
inconsistent with so many of Kant’s other claims and ambitions, including
his aim for the epistemological modesty noted above.
My own view is that the many unanswered
questions about Kant’s transcendental idealism can be addressed in a manner
extending my approach to Kant on laws. For example, Kant claims that our
dependence on sensibility for intuition prevents us having knowledge of
things as they are in themselves. On the one hand, I think that we should
seek to understand how this is supposed to amount to a surprising and
substantial restriction or limitation of our knowledge—not just the
tautological claim, for example, that we cannot know what we cannot know.
On the other hand, I think that we should aim to make sense of this in a
manner that is consistent with the epistemological commitments involved in
Kant’s break with pre-critical metaphysics; we should not read Kant as
asserting knowledge, with pre-critical metaphysics, that
there are real unconditioned grounds, or purely intrinsic features of
things—while denying only that we can have more specific knowledge of these.
My own view is that both demands can be met by attending to what Kant says
about the aims of theoretical inquiry.
But, again, my point here is neither to
develop nor to defend an interpretation of Kant’s claims about
transcendental idealism, noumena, meaning, the categories, etc. My point is
rather this: We should not assume that Kant aims to choose from the subset
of philosophical options that happen to be allowed by contemporary opponents
of metaphysical realism. And we certainly should not assume such a
controversial position drawn from one side or the other in contemporary
debates and then view Kant through this lens, discarding as inconsistent
mistakes all of the many incompatible passages. Insofar as we seek to
understand Kant’s broader theoretical philosophy we should focus on how he
attempts to develop a coherent position of his own, in response to
philosophical aims of his own.
Insofar as we seek to understand Kant’s
account of the laws of nature and explanation, we should try to understand
how the texts emphasized in rival interpretations in fact present a coherent
philosophical position on these topics. In trying to do this, I have argued
that Kant holds this view: an explanation must provide information about an
underlying condition on which an explanandum depends. If so, then we can
have explanatory knowledge only where we can have knowledge of such
conditions—and certainly never beyond the limits of our knowledge. For
example, we cannot have explanatory knowledge involving laws except where we
have access to ‘known laws’.
But this is no reason to attribute to Kant the sort of unrestricted
internalism that would define what it is to be explanatory
entirely in terms of the conditions of the possibility of our knowledge,
so that there could not be any intelligible question about explanation for
which we cannot in principle know the answer.
Though there are many other complexities regarding their status,
Kant consistently holds that the principles guiding our inquiry have a
regulative status; and we have just seen that part of the
point of this status is to block the dogmatic claim that absolutely
everything must be such that we can have knowledge of it. If that is
dogmatic, then it would also be dogmatic to hold that every underlying
condition and every form of dependence must be such that we can have
knowledge of them. If so, then we should not seek to rule out a
priori the possibility of intelligible questions about explanation for
which we cannot know the answers. Nor should reconceive of what it is to be
a law of nature so as to try to rule out a priori the
possibility of intelligible questions about laws for which we cannot know
the answers. Kant’s view, I have argued, is that science pursues such
questions about laws, and inquiry is guided by such questions, even though
we cannot in general achieve knowledge of the answers.
6. The Philosophical Advantages of Kant’s Necessitation
Account of Laws
I have argued that the best system account discussed by
Kitcher and other recent interpreters is not present in Kant at all. The
view Kitcher favors, then, is a kind of hybrid, marrying elements from Kant
with a recently popular best system account of what it is to be a law; for
ease of reference, I will call the hybrid view ‘KBS’. I now argue that,
whatever attractions contemporary best system accounts might
have, Kitcher fails to demonstrate any philosophical superiority of the
hybrid view, KBS, over the necessitation account that Kant himself
consistently holds. And I argue that we can appreciate the unusual
combination of philosophical strengths of Kant’s own position on laws,
without trying to assimilate it to any currently popular view.
Kitcher defends KBS by appealing to two sets of
philosophical costs and benefits. More specifically, KBS is supposed to
offer a ‘via media’ between two extremes. One extreme is a necessitation
account of laws, according to which ‘laws express objective natural
necessities’. The other extreme is a ‘Mach-Duhem’ view, on which science
aims only to organize our empirical observations in a manner that is useful
for us. Both have ‘one great merit’ and face ‘one major difficulty’:
The Aristotelian approach honors a straightforward vision
of the aims and practice of science at the cost of epistemological opacity,
while the Mach-Duhem conception purchases its epistemological purity by
renouncing what seem to be widely exemplified scientific virtues. (1986:
201-203).
So KBS, first, has epistemological benefits
relative to the costs of necessitation account. Second, KBS has
intuitive benefits, relative to the Mach-Duhem view, insofar as it
better accommodates the intuitive or ‘straightforward vision’ of the aims of
science.
But, first, Kitcher fails to demonstrate that KBS
enjoys any advantage with respect to epistemological costs and
benefits. Perhaps one could try to criticize contemporary necessitation
accounts on grounds that they fail to adequately explain how we can have
empirical knowledge of the laws of nature. But Kant denies
the possibility of empirical knowledge. Can KBS claim superiority here by
allowing such knowledge and explaining how it is possible? No. Perhaps KBS
seems superior here, given this intuition: knowledge of necessitation-laws
would have to be a different kind than ordinary empirical
knowledge, but we could have knowledge of best-system-laws in the sense that
this would require only more or a greater degree
of the ordinary empirical knowledge that we do have. Consider, however,
what Kitcher says elsewhere, in his own name, about the ideal limit: ‘the
relevant notion of idealization consists in liberating our actual,
scattered, experience from its partialities and its spatio-temporal
boundedness’ (1995: 662). One could simply assert that we are in a better
epistemic position relative to a perspective liberated from
spatio-boundedness than we are in relative to necessitation. But this would
be ad hoc compared to Kant’s argument for a
principled limitation of our knowledge. Kant argues that our knowledge is
limited by our dependence on the faculty of sensibility, which is limited
precisely by the forms of our sensibility—space and time. If Kant is right,
then there can be no better candidate for a difference in kind than that
between our experience and anything liberated from ‘spatio-temporal
boundedness’. Perhaps a contemporary best system account could enlist
support from a different epistemological argument about our epistemic limtis;
but, if so, this would be no consolation for the attempt to combine a best
system account with Kant’s philosophy—no consolation for
KBS.
But Kitcher’s most powerful epistemological worry is
this: Even if there are real relations of necessitation in nature, the
generalizations that fit the most unified system of empirical knowledge
might not correspond to them. On a necessitation account, then, ‘the
rationality’ of our preference for unification ‘depends on contingent facts
about the world, and there is only a contingent connection between
theoretical understanding and unification’. Kitcher proposes eliminating the
‘gap’ between empirical inquiry and the laws it seeks: ‘Kant's problem about
a possible gap between the search for causal law and the imposition of unity
is resolved by making unity constitutive of explanatory dependence’ (1994:
263). Applying this solution to particular laws would yield the claim that
‘the imposition of unity’ is ‘constitutive’ of what counts as a particular
law, or constitutive of the only sort of ‘necessity’ that truly
distinguishes laws.
KBS, however, preserves the contingency
and so the worry about justification. A best system account might guarantee
that one would begin to approximate knowledge of laws
as one approached the limit of inquiry. But perhaps the
world is infinitely complex in the sense that our finite inquiry would
never approach the end of all possible empirical
observations, at every level of detail, resulting from all possible
experiments. On the face of it, it is a contingent fact about the world
whether or not this is so. And, as critics of best system accounts have
noted, the results of following guiding principles will vary greatly given
different initial beliefs.
On the face of it, then, it is a contingent matter whether or not our
inquiry began with intuitive beliefs that have so far sent inquiry only
away from the ideal. So why should it be rational for us to
follow guiding or unifying principles that might—no matter
how long of a finite period we devote to empirical inquiry—still be leading
us astray? If such contingency amounts to a philosophical cost, then it is a
cost KBS incurs.
Kitcher recognizes this worry about KBS. And he
proposes that the worry is addressed by Kant’s third Critique
account of a guiding ‘principle of purposiveness’:
If we presuppose the principle of purposiveness, then
currently adopted explanatory dependences will be approximations to those
that would emerge in the limit of inquiry (1994: 268; see also 266).
But however promising or unpromising this strategy might
be, it will on the face of it be equally so when modified to apply to Kant’s
own necessitation account, as follows:
If we presuppose the principle of purposiveness, then
current beliefs about explanatory dependences will be approximations to the
truth about real relations of dependence, including the truth about which
regularities in nature are necessitated by the natures of which general
kinds.
In sum, then, Kitcher does not demonstrate that KBS has an
advantage with respect to epistemological costs over the
Kant’s own combination of necessitation account with restrictions on our
knowledge.
Second, Kitcher argues that KBS has
intuitive benefits, relative to a Mach-Duhem view, insofar as it better
accords with the ‘straightforward vision’ motivating necessitation
accounts—the vision of science as aiming for knowledge of ‘natural
necessity’ and ‘objective dependency’ (1986: 203). But if this is a benefit,
then surely the views that will reap the most benefit are necessitation
accounts themselves.
And best system accounts will come out badly by
Kitcher’s own measure here, for they conflict with the intuitions at stake.
This is widely recognized even in recent defenses of best
system accounts. For example, Schaffer’s (2007) defense recognizes this
example: ‘Imagine a relatively simple world with just a
single electron moving in a straight line forever’. Intuitively, fixing what
happens in this world leaves open many potential answers to questions about
what the governing laws are. Here are some intuitive potential answers: ‘(i)
this world is governed by Newton’s
three laws; (ii) this world is governed by the single law that all things
move in straight lines forever’ etc. But on a best system account,
counter-intuitively, fixing everything that happens must already determine
what the laws are. So if we accept the intuition that ‘there
can be differences in lawhood without differences in history’ (Schaffer
2007, 94), then we must reject best system accounts of laws.
Note that this last difficulty stems
directly from a conflict between best system accounts and the intuition
about ‘objective dependence’. The intuition, applied to the laws of nature,
is this: what happens is governed by
or dependent on the laws of nature. Best
system accounts conflict with this intuition: on such accounts what the laws
are depends on what happens or on history, rather than the
reverse. Even contemporary defenses tend to concede, then, that
best-system-laws do not ‘govern’ but rather ‘describe’ or ‘summarize’ what
happens; these contemporary defenses recognize that they must
attack intuitions about governing laws, or the dependence of events on
laws, arguing that these intuitions are incoherent and/or unacceptably rest
on the idea of a God’s legislation or governance.
But there is no reason to find in this contemporary strategy any consolation
for the proposal to marry a best system account with Kant’s
philosophy, or for KBS; for Kant embraces the intuitions in question, and
Kitcher agrees insofar as he appeals to the dependence intuition in his case
for KBS.
No best system account can hope to instead find support
by accommodating intuitions about dependence. True, Kitcher’s KBS is
supposed to make ‘unity constitutive of explanatory dependence’ (1994: 263).
So KBS can hold that, in seeking knowledge of the laws of nature, science
seeks knowledge of a kind of ‘explanatory dependence’. But just
naming the reconstituted notion ‘explanatory dependence’ does nothing to
accommodate the intuition that, in seeking knowledge of a law, science is
seeking knowledge of something on which regularities really
depend. We have just seen that best system accounts must deny this.
True, a best system account can hold that laws of
nature involve a kind of necessity, so long as it holds that
this ‘necessity’ is also constituted by the unity of a system. Perhaps
contemporary accounts can show that this notion of necessity
has philosophical virtues. But no best system account can accommodate
intuitions about necessity and dependence by holding that best-system-laws
‘legislate for unactualized possibilities’ (Kitcher 1986: 219 and 231). The
word ‘legislate’, like ‘govern’, suggests that what can happen
depends on what the laws are. This cannot be true on a best system
account. On a best system account, the laws of nature are a subclass of the
true generalizations; whether or not such a generalization is true in a
possible world depends on what happens
there, or on ‘history’ as Schaffer puts it; what happens in an actual or
possible case cannot be legislated by or
dependent on best-system-laws.
We can now summarize the costs and benefits:
First, Kitcher demonstrates no epistemological benefits of KBS over the
necessitation view that Kant himself holds. Second, KBS is inferior to
necessitation accounts with respect to our intuitions about explanation and
dependence—assuming, with Kitcher, that conflict with such intuitions is a
philosophical cost. So focusing on the costs and benefits recognized by
Kitcher’s argument supports the conclusion that the attempt at a marriage
between Kant and best system accounts is philosophically
less compelling that the necessitation account that we have found present in
Kant’s text. Contemporary best system accounts might have their advantages,
but not advantages that could fit with Kant’s philosophical commitments:
Kant embraces intuitions about explanation and dependence that conflict with
best system accounts; and Kant’s epistemological commitments prevent
claiming any epistemological advantage for a best system account.
Kitcher elsewhere worries that Kant is sometimes driven
by an ‘aprioristic yearning’ that ‘can no longer be seen as
an appropriate model for our own philosophical engagement with science’
(1996: 411). Perhaps one might try to argue on these grounds that there is
something obsolete about Kant’s attempt to derive the laws of motion
specifically. But this is no reason to worry about the general account of
the particular laws of nature that has been my topic here. For while Kant
may well yearn for certainty, we have seen that he has entirely independent
support for his necessitation account of what it is to be a
law—namely, the simple intuition that science seeks to explain
in the sense of seeking underlying conditions on which something
depends.
Finally, all this suggests a respect in which Kant’s
general approach to particular laws is not obsolete, but can actually
combine central philosophical advantages claimed by rival contemporary
accounts. On the one hand, Kant’s account of what it is to be
a law can accommodate intuitions about explanation and dependence—and this
is a central advantage claimed by recently necessitation accounts over best
system accounts.
On the other hand, I have argued that we should not try assimilate Kant’s
position to contemporary necessitation accounts, because Kant’s position is
shaped by his distinctive and demanding restrictions on our knowledge. This
epistemological point is not a slight difference in tone, for it is crucial
to the philosophical advantages that Kant himself seeks in accounts
throughout his theoretical philosophy. Kant seeks, we have seen,
epistemological modesty. And opponents of contemporary necessitation views
still today claim the advantage of such modesty: for example, Kitcher says
that ‘notions of natural necessity, causation, and objective
dependency have worried scrupulous epistemologists at least since
Hume’ (1986: 203). If adherence to such scruples is a philosophical
advantage, then Kant’s position on laws can claim much of this advantage as
well, insofar as he so sharply restricts our access to knowledge of natural
necessity. Of course, what makes possible this unusual combination of
benefits is Kant’s willingness to draw the conclusion that we cannot
generally achieve knowledge of the laws of nature. Perhaps Kant would argue
that this is a philosophically attractive form of epistemological modesty,
even if some today might see this conclusion as a philosophically costly
form of skepticism. But what the precise costs of Kant’s approach are, and
whether or not they might be worth paying given the unusual combination of
benefits—these seem to me to be philosophical questions worth pursuing. So I
do not see any reason in the concerns raised by Kitcher for thinking that
Kant’s necessitation approach to the laws of nature is philosophically
obsolete.
In sum, then, instead of trying to assimilate Kant’s
position to a recently popular account of the laws of nature, we should
recognize what is surprising and unusual about Kant’s view—his combination
of a necessitation account of what it is to be a law of nature with the
claim that we cannot in general achieve knowledge of the particular laws.
This position is philosophically superior to the hybrid view resulting from
attempts to marry Kant’s philosophy to contemporary best system accounts of
laws, even if judged in terms of the philosophical considerations emphasized
by best system interpreters such as Kitcher. And this is the position Kant
consistently maintains, even in the texts emphasized by best system
interpreters, from the first Critique to the third.
James Kreines
Claremont
McKenna
College
850 Columbia Avenue
Claremont, CA
91711
jkreines@cmc.edu
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Primary Texts/Abbreviations
I use the translations of
Kant’s works in the Cambridge Edition of the Works of Immanuel Kant, citing
Ak. vol:page except with the standard A/B references to the first
Critique. Abbreviations are as follows: A/B=Critique
of Pure Reason (Guyer-Wood translation 1998); Ak=Deutsche Akademie der
Wissenschaften edition of Kants gesammelte Schriften (Berlin:
Walter de Gruyter, 1902ff). ; KpV=Critique of Practical Reason.
MAdN=Metaphysical Foundations of Natural Science (Friedman 2002); KU=Critique
of the Power of Judgment (Guyer-Mathews translation 2000); LM=Lectures
on Metaphysics; NF=Notes and Fragments (Bowman et al.
translation 2005); P=‘Prolegomena…’ and UE=‘On a Discovery…’ (from
Theoretical Philosophical after…); TP= ‘On a Recently
Prominent Tone…’ (Heath translation 2002 in Theoretical
Philosophical after…).
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NOTES
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